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ONE STOP SYSTEMS, INC. Director's Dealing 2019

May 8, 2019

34051_dirs_2019-05-08_a13b06dd-b843-4ef9-b33f-210ae6ec64b3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2019-05-03

Reporting Person: POTASHNER KENNETH F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-03 Common Stock M 25000 $0.75 Acquired 102500 Direct
2019-05-03 Common Stock F 8260 $2.27 Disposed 94240 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-03 Employee Stock Option (right to buy) $0.75 M 25000 Disposed 2019-05-13 Common Stock (25000) Direct

Footnotes

F1: The option is fully vested.