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ONE STOP SYSTEMS, INC. Director's Dealing 2019

Sep 17, 2019

34051_dirs_2019-09-17_3ba9ef2d-c418-4ac6-bbed-6e78e88a2fe4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2019-09-05

Reporting Person: REARDON JOHN RALPH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-05 Common Stock S 10000 $2.38 Disposed 78863 Indirect
2019-09-06 Common Stock S 10000 $2.46 Disposed 68863 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at prices ranging from $2.35 to $2.45 per share, inclusive.

F2: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F3: Mr. Reardon has sole voting and investment control over The RTC Group, Inc.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions executed on the same day at prices ranging from $2.44 to $2.50 per share, inclusive.

F5: The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.