ONE STOP SYSTEMS, INC. — Director's Dealing 2018

Jan 31, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ONE STOP SYSTEMS INC (OSS)
CIK: 0001394056
Period of Report: 2018-01-31

Reporting Person: JONES RANDY G (Director, 10% Owner)
Reporting Person: Randy Jones & Roseann Piazza Jones Revocable Trust (Trustee)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1263749	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$1.78	2026-07-14	Common Stock (10000)		Direct
Employee Stock Option (right to buy)	$1.78	2026-07-14	Common Stock (30000)		Direct
Employee Stock Option (right to buy)	$1.95	2027-04-17	Common Stock (10000)		Direct

Footnotes

F1: These shares are owned directly by the Randy Jones and Roseann Piazza Jones Revocable Trust, a ten percent owner of the issuer, and indirectly by Randy Jones as trustee of the trust. Randy Jones is a director of the issuer.

F2: The option is fully vested.

F3: The option is exercisable as it vests. 1/4 of the shares subject to the option vested on July 18, 2017, 1/4 of the shares subject to the option vested on October 18, 2017, 1/4 of the shares subject to the option vested on January 18, 2018 and 1/4 of the shares subject to the option will vest on April 18, 2018, subject to the reporting person's continued service to the issuer through such vesting date.