ONE STOP SYSTEMS, INC. — Director's Dealing 2018

Mar 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS INC (OSS)
CIK: 0001394056
Period of Report: 2018-03-09

Reporting Person: REARDON JOHN RALPH (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-09	Common Stock	F	20902	$1.00	Acquired	145422	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-03-09	Employee Stock Option (right to buy)	$1.00	M	25000	Disposed	2018-03-31	Common Stock (25000)	Direct

Footnotes

F1: Represents a "net exercise" of outstanding stock options. The reporting person received 20,902 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 4,098 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on March 9, 2018 of $6.10.

F2: Mr. Reardon holds joint voting and investment control of the trust with his wife Dawn Reardon.