ONE STOP SYSTEMS, INC. — Director's Dealing 2018

Sep 5, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2018-08-31

Reporting Person: Reardon James M (President, CDI)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-31	Common Stock	A	1266364	$3.89	Acquired	1330496	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-01	Employee Stock Option (right to buy)	$3.63	A	30000	Acquired	2028-08-31	Common Stock (30000)	Direct

Footnotes

F1: The stock option will vest as follows: (i) 1/3 of the total shares will vest on the one (1) year anniversary of August 31, 2018 and (ii) 1/12 of the total shares will vest each quarter thereafter.