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ONE STOP SYSTEMS, INC. Director's Dealing 2018

Dec 11, 2018

34051_dirs_2018-12-11_a7858d06-65ff-4d7b-8a95-f9d9d27a2efa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ONE STOP SYSTEMS, INC. (OSS)
CIK: 0001394056
Period of Report: 2018-12-07

Reporting Person: REARDON JOHN RALPH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-07 Common Stock S 10000 $2.84 Disposed 100973 Indirect
2018-12-10 Common Stock S 7500 $2.83 Disposed 93473 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.83 to $2.84 per share, inclusive. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

F2: Mr. Reardon has sole voting and investment control over The RTC Group, Inc.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.84 per share, inclusive.