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Onconetix, Inc. — Director's Dealing 2022
Feb 24, 2022
35411_dirs_2022-02-24_255dffae-15c1-496c-9818-1c894043c1dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Blue Water Vaccines Inc. (BWV)
CIK: 0001782107
Period of Report: 2022-02-23
Reporting Person: Cincinnati Cornerstone Investors BWV I, LLC (10% Owner)
Reporting Person: Cincinnati Cornerstone Capital LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-23 | Common Stock | C | 3611201 | — | Acquired | 3611201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-23 | Series Seed Preferred Stock | $1.5225 | C | 735632 | Disposed | Common Stock (3611201) | Direct |
Footnotes
F1: The Series Seed Preferred Stock and all related accrued and unpaid dividends automatically converted into Common Stock, as previously agreed, upon the closing of the initial public offering of the Issuer. The Series Seed Preferred Stock was convertible at any time and had no expiration date.
F2: Cincinnati Cornerstone Capital, LLC, as the manager and a member of Cincinnati Cornerstone Investors BWV I, LLC, beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein.