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ON24 INC. — Director's Dealing 2024
May 22, 2024
33490_dirs_2024-05-22_37c713b0-197e-4440-9725-132f3ee9fa44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ON24 INC. (ONTF)
CIK: 0001110611
Period of Report: 2024-05-20
Reporting Person: Blackie James (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-20 | Common Stock | S | 3276.00 | $6.349 | Disposed | 457443.00 | Direct |
| 2024-05-20 | Common Stock | M | 10000.00 | $0.99 | Acquired | 467443.00 | Direct |
| 2024-05-21 | Common Stock | S | 10000.00 | $6.4103 | Disposed | 457443.00 | Direct |
| 2024-05-21 | Common Stock | M | 15000.00 | $0.99 | Acquired | 472443.00 | Direct |
| 2024-05-21 | Common Stock | S | 15000.00 | $6.3008 | Disposed | 457443.00 | Direct |
| 2024-05-22 | Common Stock | M | 15000.00 | $0.99 | Acquired | 472443.00 | Direct |
| 2024-05-22 | Common Stock | S | 15000.00 | $6.3324 | Disposed | 457443.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-20 | Stock Option (Right to Buy) | $0.99 | M | 10000.00 | Disposed | 2026-12-09 | Common Stock (10000.00) | Direct |
| 2024-05-21 | Stock Option (Right to Buy) | $0.99 | M | 15000.00 | Disposed | 2026-12-09 | Common Stock (15000.00) | Direct |
| 2024-05-22 | Stock Option (Right to Buy) | $0.99 | M | 15000.00 | Disposed | 2026-12-09 | Common Stock (15000.00) | Direct |
Footnotes
F1: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units.
F2: The transaction reported in this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on September 14, 2023
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.29 to $6.43 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.41 to $6.42 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.300 to $6.315 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in footnote (5) to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.32 to $6.45 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in footnote (6) to this Form 4.
F7: The options are fully vested and exercisable.