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ON24 INC. — Director's Dealing 2023
Jun 16, 2023
33490_dirs_2023-06-16_917b75eb-f5d2-437a-97a1-15753ccf83c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ON24 INC. (ONTF)
CIK: 0001110611
Period of Report: 2023-06-14
Reporting Person: Sharan Sharat (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-14 | Common Stock | M | 18334.00 | $0.86 | Acquired | 2561576.00 | Direct |
| 2023-06-14 | Common Stock | S | 18334.00 | $8.5097 | Disposed | 2543242.00 | Direct |
| 2023-06-15 | Common Stock | M | 18334.00 | $0.86 | Acquired | 2561576.00 | Direct |
| 2023-06-15 | Common Stock | S | 18334.00 | $8.4664 | Disposed | 2543242.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-14 | Stock Option (Right to Buy) | $0.86 | M | 18334.00 | Disposed | 2023-09-16 | Common Stock (18334.00) | Direct |
| 2023-06-14 | Stock Options (Right to buy) | $1.68 | M | 0.00 | Disposed | 2023-09-16 | Common Stock (0.00) | Direct |
| 2023-06-15 | Stock Option (Right to Buy) | $0.86 | M | 18334.00 | Disposed | 2023-09-16 | Common Stock (18334.00) | Direct |
| 2023-06-15 | Stock Options (Right to buy) | $1.68 | M | 0.00 | Disposed | 2023-09-16 | Common Stock (0.00) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on March 14, 2023
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.39 to $8.72, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.38 to $8.51, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: These awards were historically presented as one award. Because of the antidilution adjustments associated with the special dividend payable on or about June 15, 2023, we are now separately presenting the portion intended to be NSOs from the portion intended to be ISOs.
F5: The options are fully vested and exercisable.