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ON24 INC. — Director's Dealing 2021
Feb 3, 2021
33490_dirs_2021-02-02_0454512f-981d-477e-85ed-058345901cb8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ON24 INC (ONTF)
CIK: 0001110611
Period of Report: 2021-02-02
Reporting Person: Sharan Sharat (Director, President and Chief Executive, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1995187 | Direct |
| Common Stock | 100000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class A-2 Preferred Stock | $ | Common Stock (4485) | Direct | ||
| Stock Option (Right to Buy) | $14.42 | 2030-12-11 | Common Stock (460000) | Direct | |
| Stock Option (Right to Buy) | $2.32 | 2030-03-16 | Common Stock (400000) | Direct | |
| Stock Option (Right to Buy) | $2.44 | 2028-12-21 | Common Stock (427950) | Direct | |
| Stock Option (Right to Buy) | $1.98 | 2026-01-04 | Common Stock (477382) | Direct | |
| Stock Option (Right to Buy) | $1.95 | 2025-07-24 | Common Stock (497642) | Direct | |
| Stock Option (Right to Buy) | $1.95 | 2024-09-17 | Common Stock (200000) | Direct | |
| Restricted Stock Units | $2.52 | 2021-06-17 | Common Stock (187500) | Direct | |
| Stock Option (Right to Buy) | $1.95 | 2024-01-01 | Common Stock (250000) | Direct | |
| Stock Option (Right to Buy) | $1.95 | 2023-09-17 | Common Stock (200000) | Direct |
Footnotes
F1: The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date. The shares of convertible preferred stock will automatically convert into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering.
F2: The option is fully vested and exercisable.
F3: The options vested with respect to 1/24th of such shares on January 1, 2021, with 1/24th of such shares vesting thereafter at the end of each full month of continuous service until fully vested.
F4: The options vested with respect to 1/48th of such shares on January 1, 2021, with 1/48th of such shares vesting thereafter at the end of each full month of continuous service until fully vested.
F5: Each restricted stock unit represents a right to receive one share of the Issuer's common stock and will automatically convert upon the closing of the Issuer's initial public offering.