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OMNICOM GROUP INC. — Director's Dealing 2021
Apr 27, 2021
30397_dirs_2021-04-27_f968d545-41db-4cd6-94f4-5d9ed25dd61b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OMNICOM GROUP INC. (OMC)
CIK: 0000029989
Period of Report: 2021-04-23
Reporting Person: WREN JOHN (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Common Stock, par value $0.15 per share | A | 139175 | — | Acquired | 282693 | Direct |
| 2021-04-23 | Common Stock, par value $0.15 per share | F | 58113 | $81.23 | Disposed | 224580 | Direct |
| 2021-04-26 | Common Stock, par value $0.15 per share | S | 81062 | $80.6845 | Disposed | 143518 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.15 per share | 995167 | Indirect |
| Common Stock, par value $0.15 per share | 30834 | Indirect |
Footnotes
F1: On March 13, 2018, the reporting person was granted performance restricted stock units ("PRSUs") which vest based on the company's return on equity as compared to that of an industry peer group. On April 23, 2021, the compensation committee of the board of directors of the company determined that the performance criteria had been met, resulting in the vesting of these shares.
F2: Since the date of the reporting person's most recently filed Form 4, an aggregate of 551,655 shares were transferred from various Grantor Retained Annuity Trusts to the reporting person's individual brokerage account, 902,943 shares were transferred from the reporting person's individual brokerage account to various Grantor Retained Annuity Trusts and 9,052 shares were transferred from a trust account to a Grantor Retained Annuity Trust.
F3: Represents shares withheld by the company for payment of tax liability incident to the vesting of PRSUs originally granted to the reporting person on March 13, 2018.
F4: The reported sale price reflects the weighted average price of multiple transactions on April 26, 2021. The actual sales prices for the transactions ranged from $80.50 to $80.90. The reporting person undertakes to provide to Omnicom Group Inc., any security holder of Omnicom Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.