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OMNICOM GROUP INC. — Director's Dealing 2012
Mar 12, 2012
30397_dirs_2012-03-12_ca0344d3-f177-410b-a71f-7a5ee851b368.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OMNICOM GROUP INC (OMC)
CIK: 0000029989
Period of Report: 2012-03-08
Reporting Person: WREN JOHN (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-08 | Common Stock, par value $0.15 per share | M | 700000 | $25.48 | Acquired | 1835241 | Direct |
| 2012-03-08 | Common Stock, par value $0.15 per share | F | 496817 | $48.89 | Disposed | 1338424 | Direct |
| 2012-03-08 | Common Stock, par value $0.15 per share | M | 150000 | $23.40 | Acquired | 1488424 | Direct |
| 2012-03-08 | Common Stock, par value $0.15 per share | F | 102593 | $48.89 | Disposed | 1385831 | Direct |
| 2012-03-09 | Common Stock, par value $0.15 per share | S | 258110 | $48.62 | Disposed | 1127721 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-08 | Employee Stock Option (right to buy) | $25.48 | M | 700000 | Disposed | 2018-12-29 | Common Stock (700000) | Direct |
| 2012-03-08 | Employee Stock Option (right to buy) | $23.40 | M | 150000 | Disposed | 2019-03-31 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.15 per share | 291077 | Indirect |
| Common Stock, par value $0.15 per share | 22895.948 | Indirect |
Footnotes
F1: On May 27, 2011, Mr. Wren transferred 49,536 shares from his Grantor Retained Annuity Trust into his individual brokerage account.
F2: The reported sale price reflects the weighted average price of multiple transactions on March 9, 2012. The actual sales prices for the transactions ranged from $48.50 to $48.78. The reporting person undertakes to provide to Omnicom Group Inc., any security holder of Omnicom Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: By Grantor Retained Annuity Trust. On May 27, 2011, Mr. Wren transferred 49,536 shares from his Grantor Retained Annuity Trust into his individual brokerage account.
F4: The employee stock options associated with this award vested 30% on December 29, 2009; 30% on December 29, 2010 and 40% on December 29, 2011.
F5: The employee stock options associated with this award vested 30% on March 31, 2010; 30% on March 31, 2011 and, subject to continued employment through the vesting date, the remaining 40% are scheduled to vest on March 31, 2012.