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Omnibridge Holdings Limited — Share Issue/Capital Change 2017
Jun 28, 2017
51459_rns_2017-06-27_2ecb67b4-1296-4982-aa96-aeb4661ffdac.pdf
Share Issue/Capital Change
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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Omnibridge Staple Holdings Limited (the “ Company ” ) dated 28 June 2017 (the “ Prospectus ” ). your 本申請表格使用橋英控股有限公司(「 本公司 」)於二零一七年六月二十八日刊發的招股章程(「 招 股章程 」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the here solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong 請將股款 Kong. The Public Offer Shares may not be offered or sold in the United States without 緊釘在此 registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售 股份。若無根據美國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得以任何 方式發送或派發或複製(全部或部分)本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ” ), Hong Kong Securities Clearing Company Limited ( “ HKSCC ” ), the Securities and Futures Commission of Hong Kong (the “ SFC ” ) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.
招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長文件」一段所述其他文件 之副本已遵照香港法例第 32 章《公司(清盤及雜項條文)條例》第 342C 條的規定,送呈香港公司 註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央 結算有限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處 長對此等文件的內容概不負責。
Omnibridge Holdings Limited 橋英控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock code : 8462 股份代號 : 8462 Offer Price : Not more than HK$0.55 per Offer Share and expected to be not less than HK$0.45 per Offer Share (payable in full upon application, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%, subject to refund) 發售價 : 不超過每股發售股份 0.55 港元及預期不低於每股發 售股份 0.45 港元(須於申請時繳足,另加 1% 經紀佣 金、0.0027% 證監會交易徵費及 0.005% 聯交所交易 費,可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀
Application Form 申請表格
To: Omnibridge Holdings Limited 致: 橋英控股有限公司 The Sole Bookrunner 獨家賬簿管理人 The Sole Lead Manager 獨家牽頭經辦人 The Public Offer Underwriter 公開發售包銷商
Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款及條件以及 application procedures in this Application Form 申請程序。請參閱本申請表格「填交本申請表格的效用」一 and the Prospectus. Please refer to the “Effect of 節。 completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
一 。 警告:任何人士只限作出 次為其利益而進行的認購申請 請參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署)
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀
Broker No. 經紀號碼 Broker’s Chop 經紀印章
..................................................................................... Date: 日期: ................./................./..................
D 日 M 月 Y 年 Number of Public Offer Shares applied for (not more than 15,000,000 Shares) 申請公開發售股份數 目(不超過 15,000,000 股股份) Total amount 總額 HK$ 港元
Cheque/banker’s cashier order number 支票╱銀行本票號碼
Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支 票╱銀行本票的銀行名稱(見「申請手續」一節)
Name in English 英文姓名╱名稱
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱 Forename(s) 名字
Occupation in English 職業(以英文填寫)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記 號碼 (請刪除不適用者)
Names of all other joint applicants in English (if any) 所有其他聯名申請人的英文姓名╱名稱(如有)
Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong 所有其他聯名申請人的英文姓名╱名稱(如有) Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港 (1) 身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者) (1) (2) (2) (3) (3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of firstnamed applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本 節,是項認購申請將視作為 閣下本身利益提出。請填寫每 名(聯名)實益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓 名 ╱ 名稱 及香港 地址 )
For Internal Use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.
個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香 港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香 港商業登記號碼將轉交第三方以核實申請表格是否有效。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque(s) (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque(s).
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退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(3) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而:
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該公司主要從事證券買賣業務;及
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閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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Please use this form if you want the Public Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| application will be rejected. |
application will be rejected. |
application will be rejected. |
application will be rejected. |
|---|---|---|---|
| NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
|||
| No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
| 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 |
80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 150,000 83,331.36 200,000 111,108.47 250,000 138,885.59 300,000 166,662.71 350,000 194,439.83 400,000 222,216.94 450,000 249,994.06 500,000 277,771.18 600,000 333,325.41 |
700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 |
10,000,000 5,555,423.50 11,000,000 6,110,965.85 12,000,000 6,666,508.20 13,000,000 7,222,050.55 14,000,000 7,777,592.90 15,000,000 8,333,135.25 Maximum number of Public Offer Shares you may apply for. |
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Complete the Application Form in English and sign it. Only written signatures will be accepted (and not by way of personal chop).
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Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
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The cheque must: Banker’s cashier order must:
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be in Hong Kong dollars;
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not be post-dated;
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be made payable to “ Ting Hong Nominees Limited — Omnibridge Public Offer ”;
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be crossed “Account Payee Only”;
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be drawn on your Hong Kong dollar bank account in Hong Kong; and
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• show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name.
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be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name.
Please use this form if you want the Public Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of DBS Bank (Hong Kong) Limited:
District Branch Name Address Hong Kong Island United Centre Branch Shops 1015–1018 on 1/F & Shops 2032–2034 on 2/F, United Centre, 95 Queensway, Admiralty
North Point Branch G/F, 391 King’s Road, North Point Kowloon Nathan Road — SME 2/F, Wofoo Commercial Building, Banking Centre 574–576 Nathan Road, Mongkok San Po Kong Units 01 & 02, G/F, Winning Centre, — SME Banking Centre 29 Tai Yau Street, San Po Kong Kowloon Bay Shop 6, G/F, Chevalier Commercial Centre, — SME Banking Centre 8 Wang Hoi Road, Kowloon Bay New Territories Tuen Mun Town Plaza Shop 23, G/F, Tuen Mun Town Plaza (II), — SME Banking Centre 3 Tuen Lung Street, Tuen Mun
- Your Application Form can be lodged at these times:
— Wednesday, 28 June 2017 9:00 a.m. to 5:00 p.m. — Thursday, 29 June 2017 9:00 a.m. to 5:00 p.m. — Friday, 30 June 2017 9:00 a.m. to 5:00 p.m. — Monday, 3 July 2017 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Monday, 3 July 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the subsection headed “How to apply for Public Offer Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並為下 表所載的其中一個數目,否則恕不受理。
| 可供申請認購的公開發售股份數目及應繳款項 |
可供申請認購的公開發售股份數目及應繳款項 |
可供申請認購的公開發售股份數目及應繳款項 |
可供申請認購的公開發售股份數目及應繳款項 |
|---|---|---|---|
| 申請認購的 公開發售 股份數目 申請時 應繳款項 港元 |
申請認購的 公開發售 股份數目 申請時 應繳款項 港元 |
申請認購的 公開發售 股份數目 申請時 應繳款項 港元 |
申請認購的 公開發售 股份數目 申請時 應繳款項 港元 |
| 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 |
80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 150,000 83,331.36 200,000 111,108.47 250,000 138,885.59 300,000 166,662.71 350,000 194,439.83 400,000 222,216.94 450,000 249,994.06 500,000 277,771.18 600,000 333,325.41 |
700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 |
10,000,000 5,555,423.50 11,000,000 6,110,965.85 12,000,000 6,666,508.20 13,000,000 7,222,050.55 14,000,000 7,777,592.90 15,000,000 8,333,135.25 閣下可申請認購的公開發售股份 最高數目 |
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以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。
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閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不獲接納:
| 支票必須: |
銀行本票必須: |
|---|---|
| • 為港元; • 不得為期票; • 註明抬頭人為「鼎康代理人有限公司 — 橋英公開發售」; • 劃線註明「只准入抬頭人賬戶」; pl |
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| • 從 閣下在香港的港元銀行賬戶中開出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人 士在支票背書。賬戶名稱必須與 閣下姓 名╱名稱相同。如屬聯名申請,賬戶名稱必 須與排名首位申請人的姓名╱名稱相同。 am |
• 須由香港持牌銀行開出,並由有關銀行授 權的人士在銀行本票背面簽署核證 閣下 姓名╱名稱。銀行本票所示姓名╱名稱須 與 閣下姓名╱名稱相同。如屬聯名申請, 銀行本票背面所示姓名╱名稱必須與排名首 位申請人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列星展 銀行(香港)有限公司任何一家分行的收集箱:
地區 分行名稱 地址
香港島 統一中心分行 金鐘金鐘道 95 號統一中心 1 樓 1015–1018 號舖及 2 樓 2032–2034 號舖
北角分行 北角英皇道 391 號地下
九龍 彌敦道[—] 中小企業銀行 旺角彌敦道 574–576 號和富商業大廈 2 樓 新蒲崗[—] 中小企業銀行 新蒲崗大有街 29 號宏基中心地下 01 及 02 單位 九龍灣[—] 中小企業銀行 九龍灣宏開道 8 號其士商業中心地下商場 6 號舖
新界 屯門市廣場[—] 中小企業 屯門屯隆街 3 號屯門市廣場第 2 期地下 23 號舖 銀行
- 閣下可於下列時間遞交申請表格:
二零一七年六月二十八日(星期三)[—] 上午九時正至下午五時正 二零一七年六月二十九日(星期四)[—] 上午九時正至下午五時正 二零一七年六月三十日(星期五)[—] 上午九時正至下午五時正 二零一七年七月三日(星期一)[—] 上午九時正至中午十二時正
- 截止遞交申請的時間為二零一七年七月三日(星期一)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間開始登記認購申請,唯一會影響此時間的變化因素為當日的天氣情 況(詳見招股章程「如何申請公開發售股份[—] 10. 惡劣天氣對開始辦理申請登記之影響」分節)。
Please use this form if you want the Public Offer Shares to be issued in your name
Omnibridge Holdings Limited 橋英控股有限公司 (Incorporated in the Cayman Islands with limited liability)
SHARE OFFER
Conditions of your application
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Conditions of your application • confirm that you have read the terms and conditions and application procedures set out in
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Who can apply the Prospectus and in this Application Form and 1. You and any person(s) for whose benefit you are agree to be bound by them; applying must be 18 years of age or older and • confirm that you have received and read the must have a Hong Kong address. Prospectus and have only relied on the information
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- If you are a firm, the application must be in the and representations contained in the Prospectus individual members’ names. in making your application and will not rely on any
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- The number of joint applicants may not exceed other information or representations except those four. in any supplement to the Prospectus;
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- If you are a body corporate, the application must • confirm that you are aware of the restrictions on be signed by a duly authorised officer, who must the Share Offer in the Prospectus; state his representative capacity, and stamped • agree that none of the Company, the Sole with your corporation’s chop. Sponsor, the Sole Bookrunner, the Sole Lead
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- You must be outside the United States, not be a Manager, the Underwriters, their respective United States Person (as defined in Regulation S directors, officers, employees, partners, agents, under the U.S. Securities Act) and not be a legal advisers or any other parties involved in the Share or natural person of the PRC. Offer is or will be liable for any information and
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- Unless permitted by the GEM Listing Rules, you representations not in the Prospectus (and any cannot apply for any Public Offer Shares if you: supplement to it); • are an existing beneficial owner of Shares in • undertake and confirm that you or the person(s) the Company and/or any of its subsidiaries; for whose benefit you have made the application
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• are a Director or chief executive officer of have not applied for or taken up, or indicated an the Company and/or any of its subsidiaries; interest for, and will not apply for or take up, or
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• are a connected person or a core connected indicate an interest for, any Placing Shares under person (as defined in the GEM Listing Rules) the Placing nor participated in the Placing; of the Company or will become a connected • agree to disclose to the Company, the Hong Kong person or a core connected person of the Share Registrar, the receiving bank, the Sole Company immediately upon completion of Sponsor, the Sole Bookrunner, the Sole Lead the Share Offer; Manager, the Underwriters and/or their respective
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• are an associate or a close associate (as advisers and agents any personal data which defined in the GEM Listing Rules) of any of they may require about you and the person(s) the above; and/or for whose benefit you have made the application;
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• have been allocated or have applied for or • if the laws of any place outside Hong Kong apply indicated an interest in any Placing Shares to your application, agree and warrant that you or otherwise participated in the Placing. have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Bookrunner,
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If you are a nominee the Sole Lead Manager and the Underwriters nor You, as a nominee, may make more than one any of their respective officers or advisers will application for the Public Offer Shares by: (i) giving breach any law outside Hong Kong as a result of electronic application instructions to HKSCC via the acceptance of your offer to purchase, or any Central Clearing and Settlement System (“ CCASS ”) action arising from your rights and obligations (if you are a CCASS Participant); or (ii) using a WHITE under the terms and conditions contained in the or YELLOW Application Form, and lodge more than Prospectus and this Application Form;
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A. Who can apply
B. If you are a nominee You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
- agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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agree that your application will be governed by the laws of Hong Kong;
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represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h) (3) of Rule 902 of Regulation S;
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• warrant that the information you have provided is true and accurate;
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undertake to execute all relevant documents and instruct and authorise the Company, the Sole Sponsor, the Sole Bookrunner, and/or the Sole Lead Manager (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;
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agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
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agree to comply with the Companies Law, the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;
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authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to
Please use this form if you want the Public Offer Shares to be issued in your name
send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect the share certificate(s) and/or refund cheque(s) in person;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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understand that the Company, the Directors, the Sole Sponsor, the Sole Bookrunner, the Sole Lead Manager will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;
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(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person; and
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
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D. Power of attorney If your application is made through an authorised attorney, the Company, the Sole Sponsor, the Sole Bookrunner and the Sole Lead Manager may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Determination of Offer Price and allocation of Public Offer Shares
The Offer Price is expected to be fixed on or around Tuesday, 4 July 2017 or such later date as may be agreed between the Company and the Sole Bookrunner (for itself and on behalf of the Underwriters). Applicants are required to pay the maximum Offer Price of HK$0.55 for each Public Offer Share together with 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Sole Bookrunner (for itself and on behalf of the Underwriters) on or before the Price Determination Date, the Share Offer will not proceed.
Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close. The Company expects to announce the final Offer Price, the level of indication of interest in the Placing, the level of applications in the Public Offer and the basis of allocation of the Public Offer Share on Friday, 14 July 2017, on the Company’s website at bgc-group.com and the website of the Stock Exchange at www.hkexnews.hk . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business numbers of successful applicants (where applicable) will be available on the above websites.
If your application for Public Offer Shares is successful (in whole or in part)
If you apply for 1,000,000 or more Public Offer Shares, you may collect your share certificate(s) in person from Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Friday, 14 July 2017 or such other date as notified by us.
If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to the Hong Kong Share Registrar. If you do not collect your refund cheque(s) and/or share certificate(s) personally within the time period specified for collection, they will be despatched promptly to the address as specified on this Application Form by ordinary post at your own risk. If you apply for less than 1,000,000 Public Offer Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on this Application Form on Friday, 14 July 2017, by ordinary post and at your own risk.
Refund of your money If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. The refund procedures are stated in the “14. Despatch/ Collection of share certificates and refund monies” in the “How to apply for Public Offer Shares” section of the Prospectus.
Application by HKSCC Nominees Limited ( “HKSCC Nominees”)
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail.
Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:
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“Applicants’ declaration” on the first page;
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“Warning” on the first page;
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“If you are a nominee”;
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All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;
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“If your application for Public Offer Shares is successful (in whole or in part)”; and
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“Refund of your money”.
The following sub-sections in the section headed “How to apply for Public Offer Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:
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“8. How many applications can you make”; and
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“12. Circumstances in which you will not be allotted Public Offer Shares”.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Omnibridge Holdings Limited 橋英控股有限公司 (於開曼群島註冊成立之有限公司) 股份發售
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同意遵守《公司法》、《公司條例》、《公司(清 盤及雜項條文)條例》及大綱及組織章程細則;
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可提出申請的人士 • 確認 閣下已細閱招股章程及本申請表格所 1. 閣下及 閣下為其利益提出申請的人士必 載的條款及條件以及申請程序,並同意受其 須年滿 18 歲並有香港地址。 約束;
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- 如 閣下為商號,申請須以個別成員名義提 • 確認 閣下已接獲及細閱招股章程,提出申 出。 請時也僅依據招股章程載列的資料及陳述,
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- 聯名申請人不得超過四名。 而除招股章程任何補充文件所載者外,不會 4. 如 閣下為法人團體,申請須經由正式授權 依賴任何其他資料或陳述; 人員簽署,並註明其所屬代表身份及蓋上公 • 確認 閣下知悉招股章程內有關股份發售的 司印章。 限制;
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- 閣下必須身處美國境外,並非美國籍人士 • 同意本公司、獨家保薦人、獨家賬簿管理人、 (定義見美國證券法 S 規則),亦非中國法人或 獨家牽頭經辦人、包銷商、彼等各自的董事、 自然人。 高級職員、僱員、合夥人、代理、顧問或參與
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- 除創業板上市規則批准外,下列人士概不得 股份發售的任何其他人士現時及日後均毋須 申請認購任何公開發售股份: 對並非載於招股章程(及其任何補充文件)的 • 本公司及╱或其任何附屬公司股份的現 任何資料及陳述負責; 有實益擁有人; • 承諾及確認 閣下或 閣下為其利益提出申
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• 本公司及╱或其任何附屬公司的董事或 請的人士並無申請或接納或表示有意認購, 最高行政人員; 亦不會申請或接納或表示有意認購配售的任
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• 本公司關連人士或核心關連人士(定義見 何配售股份,也沒有參與配售; 創業板上市規則)或緊隨股份發售完成後 • 同意在本公司、香港股份過戶登記處、收款 將成為本公司關連人士的人士或核心關 銀行、獨家保薦人、獨家賬簿管理人、獨家 連人士; 牽頭經辦人、包銷商及╱或彼等各自的顧問
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• 上述任何人士的聯繫人或緊密聯繫人(定 及代理提出要求時,向彼等披露其所要求提 義見創業板上市規則);及╱或 供有關 閣下及 閣下為其利益提出申請的
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• 已獲分配或已申請認購或表示有意申請 人士的任何個人資料; 認購任何配售股份或以任何方式參與配 • 如香港境外任何地方的法例適用於 閣下的 售的人士。 申請,則同意及保證 閣下已遵守所有有關 法例,且本公司、獨家保薦人、獨家賬簿管理
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如 閣下為代名人 人、獨家牽頭經辦人及包銷商和彼等各自任 閣下作為代名人可提出超過一次公開發售股份申 何高級職員或顧問概不會因接納 閣下的購 請,方法是:(i) 透過中央結算及交收系統(「(i) 透過中央結算及交收系統(「 透過中央結算及交收系統(「 中央 買要約,或 閣下根據招股章程及本申請表 結算系統 」)向香港結算發出電子認購指示(如 閣 格所載的條款及條件應有的權利及責任所引 下為中央結算系統參與者);或 (ii) 使用 使用 白色 或 黃 致的任何行動,而違反香港境外的任何法例; 色 申請表格,以自身名義代表不同的實益擁有人 • 同意 閣下的申請一經接納,即不得因無意 提交超過一份申請。 的失實陳述而撤銷;
申請條件
甲 . 可提出申請的人士
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乙 . 如 閣下為代名人 閣下作為代名人可提出超過一次公開發售股份申 請,方法是:(i) 透過中央結算及交收系統(「(i) 透過中央結算及交收系統(「 透過中央結算及交收系統(「 中央 結算系統 」)向香港結算發出電子認購指示(如 閣 下為中央結算系統參與者);或 (ii) 使用 使用 白色 或 黃 色 申請表格,以自身名義代表不同的實益擁有人 提交超過一份申請。
- 同意 閣下的申請受香港法例管轄;
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丙 . 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬 聯名申請人,即各人共同及個別)代表 閣下本 身,或作為 閣下代其行事的每位人士的代理或 代名人:
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承諾簽立所有相關文件,並指示及授權本公 司、獨家保薦人、獨家賬簿管理人及╱或獨 家牽頭經辦人(或其代理或代名人)(作為本公 司代理),代表 閣下簽立所有相關文件,並 按照組織章程細則的規定代表 閣下辦理一 切必要事宜以將 閣下獲分配的任何公開發 售股份以 閣下名義登記;
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聲明、保證及承諾:(i) 閣下明白公開發售 股份不曾亦不會根據美國證券法登記;及 (ii) 閣下及閣下為其利益申請公開發售股份 的人士均身處美國境外(定義見 S 規則),或 屬 S 規則第 902 條第 (h)(3) 段所述的人士;
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保證 閣下提供的資料真實及準確;
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• 同意接納所申請數目或根據申請分配予 閣 下但數目較少的公開發售股份;
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• 授權本公司將 閣下的姓名╱名稱列入本公 司股東名冊,作為 閣下獲分配的任何公開 發售股份的持有人,並授權本公司及╱或其 代理以普通郵遞方式按申請所示地址向 閣
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
下或聯名申請的排名首位申請人寄發任何股 票及╱或任何退款支票,郵誤風險由 閣下 承擔,惟 閣下符合資格親身領取股票及╱或 退款支票則除外;
如 閣下成功申請認購公開發售股份(全部或部分) 如 閣下申請認購 1,000,000 股或以上公開發售股 份, 閣下可於二零一七年七月十四日(星期五)或本公 司公佈的其他日期的上午九時正至下午一時正,親臨 卓佳證券登記有限公司(地址為香港皇后大道東 183 號 合和中心 22 樓)領取股票。
- 聲明及表示此乃 閣下為本身或 閣下為其 利益提出申請的人士所提出及擬提出的唯一 申請;
如 閣下為個人申請人並合資格親身領取, 閣下不得 • 明白本公司、董事、獨家保薦人、獨家賬簿 授權任何其他人士代領。如 閣下為公司申請人並合 管理人及獨家牽頭經辦人將依據 閣下的聲 資格派人領取, 閣下的授權代表須攜同蓋上公司印章 明及陳述而決定是否向 閣下配發任何公開 的公司授權書領取。個人申請人及授權代表領取股票 發售股份, 閣下如作出虛假聲明,可能會被 時須出示香港股份過戶登記處接納的身份證明文件。 檢控; • (如本申請為 閣下本身的利益提出)保 如 閣下並無在指定領取時間內親身領取退款支票 證 閣下或作為 閣下代理的任何人士或任 及╱或股票,有關退款支票及╱或股票將會立刻以 何其他人士不曾亦不會為 閣下的利益以 白 普通郵遞方式寄往本申請表格所示地址,郵誤風險 色 或 黃色 申請表格或向香港結算或向 網上白 由 閣下承擔。 表 服務供應商發出電子認購指示而提出其他 如 閣下申請認購1,000,000股以下公開發售股份, 閣 申請;及 下的退款支票及╱或股票將於二零一七年七月十四日 • (如 閣下作為代理為另一人士的利益提出申 (星期五)以普通郵遞方式寄往本申請表格所示地址, 請)保證 (i) 閣下(作為代理或為該人士利益) 郵誤風險由 閣下承擔。
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明白本公司、董事、獨家保薦人、獨家賬簿 管理人及獨家牽頭經辦人將依據 閣下的聲 明及陳述而決定是否向 閣下配發任何公開 發售股份, 閣下如作出虛假聲明,可能會被 檢控;
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(如 閣下作為代理為另一人士的利益提出申 (星期五)以普通郵遞方式寄往本申請表格所示地址,
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請)保證 (i) 閣下(作為代理或為該人士利益) 郵誤風險由 閣下承擔。
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或該人士或任何其他作為該人士代理的人士 不曾亦不會以 白色 或 黃色 申請表格或向香港 退回款項
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結算或 網上白表 服務供應商發出電子認購指 若 閣下未獲分配任何公開發售股份或申請僅部分獲
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示而提出其他申請;及 (ii) 閣下獲正式授權 接納,本公司將不計利息退回 閣下的申請股款(包括
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作為該人士的代理代為簽署申請表格或發出 相關的 1.0% 經紀佣金、0.0027% 證監會交易徵費及
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電子認購指示。 0.005% 聯交所交易費)。倘發售價低於最高發售價, 本公司將不計利息向 閣下退回多繳申請股款(包括
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授權書 相關的 1.0% 經紀佣金、0.0027% 證監會交易徵費及
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如 閣下透過授權代理人提出申請,本公司、獨 0.005% 香港聯交所交易費)。
丁 . 授權書
- 如 閣下透過授權代理人提出申請,本公司、獨 家保薦人、獨家賬簿管理人及獨家牽頭經辦人可 按其認為合適的任何條件(包括出示代理人的授權 證明)酌情接納或拒絕 閣下的申請。
有關退款程序載於招股章程「如何申請公開發售股份」 一節「14. 寄發╱領取股票及退回股款」內。
香港中央結算(代理人)有限公司(「香港結算代理人」) 提出的申請
釐定發售價及公開發售股份的分配
如本申請表格由香港結算代理人代表發出電子認購指 示申請公開發售股份的人士簽署,本申請表格與招股 章程不符的條文將不適用,且以招股章程所述者為準。 在不限制此段一般應用的前提下,本申請表格的以下 部分在香港結算代理人作簽署人的情況下並不適用:
預期發售價於二零一七年七月四日(星期二)或前後或 本公司與獨家賬簿管理人(為其自身及代表包銷商)可 能協定之有關較後日期釐定。申請人須繳付每股公開 發售股份 0.55 港元的最高發售價,另加 1.0% 經紀佣 金、0.0027% 證監會交易徵費及 0.005% 聯交所交易 費。倘若本公司與獨家賬簿管理人(為其自身及代表包 銷商)並無於定價日或之前協定發售價,股份發售將不 會進行。 截止登記認購申請前,概不處理公開發售股份的申請 或配發任何公開發售股份。本公司預期於二零一七年 七月十四日(星期五)在本公司網站 ( bgc-group.com ) 及聯交所網站 ( www.hkexnews.hk ) 公佈最終發售價、 配售踴躍程度、公開發售的申請水平及公開發售股份 分配基準。公開發售的分配結果以及成功申請人的香 港身份證╱護照╱香港商業登記號碼(如適用)亦同於 上述網站公佈。
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第一頁的「申請人聲明」;
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第一頁的「警告」;
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「如 閣下為代名人」;
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「填交本申請表格的效用」一節的所有陳述及保證, 惟首項有關以申請人名義登記公開發售股份及簽 署使申請人登記成為公開發售股份持有人的文件 除外;
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「如 閣下成功申請認購公開發售股份(全部或部 分)」;及
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「退回款項」。
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招股章程「如何申請公開發售股份」一節的以下分節在
香港結算代理人作簽署人的情況下並不適用:
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「8. 閣下可提交的申請數目」;及
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「12. 閣下不獲配發公開發售股份之情況」。
Please use this form if you want the Public Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ” ).
1. Reasons for the collection of your personal
data
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It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar.
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Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that securities holders inform the Company and the Hong Kong Share Registrar immediately of any inaccuracies in the personal data supplied.
2. Purposes
The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes:
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processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;
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compliance with applicable laws and regulations in Hong Kong and elsewhere;
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registering new issues or transfers into or out of the names of securities holders including, where applicable, HKSCC Nominees;
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maintaining or updating the register of securities holders of the Company;
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verifying securities holders’ identities;
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establishing benefit entitlements of securities holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities holders’ profiles;
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other purposes to which the securities holders may from time to time agree.
3. Transfer of personal data
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Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
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the Company or its appointed agents such as financial advisers, receiving banks and overseas principal share registrar;
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where applicants for securities request deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
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a n y a g e n t s , c o n t r a c t o r s o r t h i r d - p a r t y service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;
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the Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and
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any persons or institutions with which the securities holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
4. Retention of personal data
The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
5. Access to and correction of personal data
- Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or to our Hong Kong Share Registrar for the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
個人資料
3. 轉交個人資料
個人資料收集聲明
- 本公司及其香港股份過戶登記處所持有關證券持 有人的個人資料將會保密,但本公司及其香港股 份過戶登記處可以在為作上述任何用途之必要情 況下,向下列任何人士披露、獲取或轉交(無論 在香港境內或境外)有關個人資料:
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此項個人資料收集聲明是向公開發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記處 有關個人資料和香港法例第 486 章《個人資料(私隱) 條例》(「 條例 」)方面的政策和措施。
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收集 閣下個人資料的原因 • 本公司或其委任的代理人,例如財務顧問、收 證券申請人及登記持有人以本身名義申請證券或 款銀行和海外股份過戶登記總處; 轉讓或受讓證券時或尋求香港股份過戶登記處的 • (如證券申請人要求將證券存入中央結算系統) 服務時,必須向本公司或其代理人及香港股份過 香港結算或香港結算代理人;其將會就中央 戶登記處提供準確個人資料。 結算系統的運作使用有關個人資料; 未能提供所要求的資料可能導致 閣下申請證券 • 向本公司或香港股份過戶登記處提供與其各 被拒或延遲,或本公司或其香港股份過戶登記 自業務營運有關的行政、電訊、電腦、付款或 處無法進行過戶或提供服務。此舉也可能妨礙或 其他服務的任何代理人、承包商或第三方服 延遲登記或轉讓 閣下成功申請的公開發售股份 務供應商; 及╱或寄發 閣下應得的股票及╱或退款支票。 • 聯交所、證監會及任何其他法定監管機關或政 證券持有人所提供的個人資料如有任何錯誤,須 府部門或遵照其他法例、規則或法規的規定; 立即通知本公司及香港股份過戶登記處。 及 • 證券持有人與其進行或擬進行交易的任何人
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目的 士或機構,例如彼等的銀行、律師、會計師或 證券持有人的個人資料可以任何方式被採用、持 股票經紀等。 有、處理及╱或保存,作以下用途:
1. 收集 閣下個人資料的原因
2. 目的
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處理 閣下的申請及退款支票(如適用)、核 4. 個人資料的保留 實是否符合本申請表格及招股章程載列的條 款和申請程序以及公佈公開發售股份的分配 結果;
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本公司及其香港股份過戶登記處將按收集個人資 料所需的用途保留證券申請人及持有人的個人資 料。無需保留的個人資料將會根據條例銷毀或處 理。
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遵守香港及其他地區的適用法律及法規;
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以證券持有人(包括香港結算代理人(如適用)) 的名義登記新發行證券或轉讓或受讓證券;
5. 查閱和更正個人資料
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證券持有人有權確定本公司或香港股份過戶登記 處是否持有其個人資料,並有權索取有關該資料 的副本並更正任何不準確資料。本公司和香港股 份過戶登記處有權就處理任何查閱資料的要求收 取合理費用。所有查閱資料或更正資料的要求應 按招股章程「公司資料」一節所披露或不時通知 的本公司註冊地址向公司秘書或本公司的香港股 份過戶登記處的私隱條例事務主任提出。
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存置或更新本公司證券持有人的名冊;
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• 核實證券持有人的身份;
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確定本公司證券持有人的受益權利,例如股 息、供股、紅股等;
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• 分發本公司及其附屬公司的通訊; • 編製統計數據和證券持有人資料; • 披露有關資料以便就權益索償;及
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與上述有關的任何其他附帶或相關用途及╱或 使本公司及香港股份過戶登記處能履行對證 券持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他用途。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。