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Omnibridge Holdings Limited — Capital/Financing Update 2017
Jun 28, 2017
51459_rns_2017-06-27_f7da9a59-3398-4018-bfe8-7450d931e1e1.pdf
Capital/Financing Update
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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算 系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Omnibridge Holdings Limited (the “ Company ”) dated 28 June 2017 (the “ Prospectus ”).
Staple your 本申請表格使用橋英控股有限公司(「 本公司 」)於二零一七年六月二十八日刊發的招股章程(「 招股章程 」)所界 payment 定的相同詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not 請將股款 be offered or sold in the United States without registration or an exemption from registration under the U.S. 緊釘在此 Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根 據美國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.
在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得以任何方式發送或派發 或複製(全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents delivered to the Registrar of Companies” in Appendix V to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited ( “ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents.
招股章程、所有相關申請表格及招股章程附錄五「送呈公司註冊處處長文件」一段所述其他文件之副本已遵照 香港法例第 32 章《公司(清盤及雜項條文)條例》第 342C 條的規定,送呈香港公司註冊處處長登記。香港交易 及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、香港證券 及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。
Omnibridge Holdings Limited 橋英控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock code : 8462 股份代號 : 8462 Offer Price : Not more than HK$0.55 per Offer Share and expected to be not less than HK$0.45 per Offer Share (payable in full upon application, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%, subject to refund) 發售價 : 不超過每股發售股份 0.55 港元及預期不低於每股發 售股份 0.45 港元(須於申請時繳足,另加 1% 經紀佣 金、0.0027% 證監會交易徵費及 0.005% 聯交所交易 費,可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有關於申請程序的其他資料 本申請表格應與招股章程 併閱讀
Application Form 申請表格
To: Omnibridge Holdings Limited The Sole Bookrunner The Sole Lead Manager The Public Offer Underwriter
致:橋英控股有限公司 獨家賬簿管理人 獨家牽頭經辦人 公開發售包銷商
Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款及條件以 application procedures in this Application Form 及申請程序。請參閱本申請表格「填交本申請表格的效 and the Prospectus. Please refer to the “Effect 用」一節。 of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
一 警告:任何人士只限作出 次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算 系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章
............................................................................ Date: 日期: ................./................./.................. D 日 M 月 Y 年
Number of Public Offer Shares applied for (not more than 15,000,000 Shares) 申請公開發售股份數 目(不超過 15,000,000 股股份),000,000 股股份)000,000 股股份),000 股股份)000 股股份) 股股份)
目(不超過 15,000,000 股股份),000,000 股股份)000,000 股股份),000 股股份)000 股股份) 股股份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Name of bank on which cheque/Banker’s cashier order is Total amount 總額總額 drawn (see “How to make your application” section) HK$ 港元 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節)
Total amount 總額總額
Name in English 英文姓名╱名稱
Family name or company name 姓氏或公司名稱 Forename(s) 名字
Name in Chinese 中文姓名╱名稱
Family name or company name 姓氏或公司名稱 Forename(s) 名字
Occupation in English 職業(以英文填寫)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼 (請刪除不適用者)
Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong 所有其他聯名申請人的英文姓名╱名稱(如有) Business Registration No. of all other joint applicants* (Please delete as appropriate) 所有其他聯名申請人的香港身份 (1) 證號碼╱護照號碼╱香港商業登記號碼 *(請刪除不適用者) (1) (2) (2) (3) (3)
Names of all other joint applicants in English (if any) 所有其他聯名申請人的英文姓名╱名稱(如有)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of the firstnamed applicant only) 香港地址(以英文填寫)(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名 ╱ 名稱 及香港 地址 )
THIS BOX MUST BE DULY COMPLETED 必 須填妥此欄 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中 央結算系統參與者的參與者編號
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或公司中央結算系統投資 者戶口持有人,請加蓋顯示公司名稱的公司印章
(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第 2 段)
For Internal Use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份,並直接存入中央 結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算 系統參與者股份戶口,請使用本表格
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*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”.
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如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或 香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第 2 段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number.
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個 別人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號 碼,否則請填寫護照號碼);如屬法人團體,請填寫 閣下的香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque(s) (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque(s).
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退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照 號碼的一部分。有關資料將用於核實申請表格是否有效,亦會轉交第三方作資料核實和退款。銀 行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而:
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該公司主要從事證券買賣業務;及
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• 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.
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所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人 團體)其香港商業登記號碼。
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
application will be rejected. |
application will be rejected. |
application will be rejected. |
application will be rejected. |
|---|---|---|---|
| NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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| No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
No. of Public Offer Shares applied for Amount payable on application HK$ |
| 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 |
80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 150,000 83,331.36 200,000 111,108.47 250,000 138,885.59 300,000 166,662.71 350,000 194,439.83 400,000 222,216.94 450,000 249,994.06 500,000 277,771.18 600,000 333,325.41 |
700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 |
10,000,000 5,555,423.50 11,000,000 6,110,965.85 12,000,000 6,666,508.20 13,000,000 7,222,050.55 14,000,000 7,777,592.90 15,000,000 8,333,135.25 _ _Maximum number of Public Offer Shares you may apply for. |
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You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
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the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.
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If you are applying as an individual CCASS Investor Participant:
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the form must contain your NAME and Hong Kong I.D. Card number.
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a joint individual CCASS Investor Participant:
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the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a corporate CCASS Investor Participant:
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the form must contain your company NAME and Hong Kong Business Registration number;
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your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
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Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
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Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
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The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ Ting Hong Nominees Limited — Omnibridge Public Offer ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the
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• show your account name, which must back by a person authorised by the bank. either be preprinted on the cheque, or The name on the banker’s cashier order be endorsed on the back by a person must correspond with your name. If it is authorised by the bank. This account name a joint application, the name on the back must correspond with your name. If it is a of the banker’s cashier order must be the joint application, the account name must same as the first-named applicant’s name. be the same as the first-named applicant’s name.
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Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of DBS Bank (Hong Kong) Limited:
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District Branch name Address Hong Kong Island United Centre Branch Shops 1015–1018 on 1/F & Shops 2032–2034 on 2/F, United Centre, 95 Queensway, Admiralty
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North Point Branch G/F, 391 King’s Road, North Point
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Kowloon Nathan Road — SME 2/F, Wofoo Commercial Building, Banking Centre 574–576 Nathan Road, Mongkok San Po Kong — Units 01 & 02, G/F, Winning Centre, SME Banking Centre 29 Tai Yau Street, San Po Kong Kowloon Bay — Shop 6, G/F, Chevalier Commercial Centre, SME Banking Centre 8 Wang Hoi Road, Kowloon Bay
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New Territories Tuen Mun Town Plaza Shop 23, G/F, Tuen Mun Town Plaza (II), — SME Banking Centre 3 Tuen Lung Street, Tuen Mun
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Your Application Form can be lodged at these times:
— Wednesday, 28 June 2017 9:00 a.m. to 5:00 p.m. — Thursday, 29 June 2017 9:00 a.m. to 5:00 p.m. — Friday, 30 June 2017 9:00 a.m. to 5:00 p.m. — Monday, 3 July 2017 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Monday, 3 July 2017. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for Public Offer Shares — 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 5,000 股公開發售股份,並為下 表所載的其中一個數目,否則恕不受理。
| 表所載的其中一個數目,否則恕不受理。 |
表所載的其中一個數目,否則恕不受理。 |
表所載的其中一個數目,否則恕不受理。 |
表所載的其中一個數目,否則恕不受理。 |
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| 可供申請認購的公開發售股份數目及應繳款項 |
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| 申請認購的 公開發售 股份數目 申請時應繳 款項 港元 |
申請認購的 公開發售 股份數目 申請時應繳 款項 港元 |
申請認購的 公開發售 股份數目 申請時應繳 款項 港元 |
申請認購的 公開發售 股份數目 申請時應繳 款項 港元 |
| 5,000 2,777.71 10,000 5,555.43 15,000 8,333.13 20,000 11,110.85 25,000 13,888.56 30,000 16,666.28 35,000 19,443.98 40,000 22,221.69 45,000 24,999.41 50,000 27,777.12 60,000 33,332.54 70,000 38,887.97 |
80,000 44,443.39 90,000 49,998.82 100,000 55,554.24 150,000 83,331.36 200,000 111,108.47 250,000 138,885.59 300,000 166,662.71 350,000 194,439.83 400,000 222,216.94 450,000 249,994.06 500,000 277,771.18 600,000 333,325.41 |
700,000 388,879.65 800,000 444,433.88 900,000 499,988.12 1,000,000 555,542.35 2,000,000 1,111,084.70 3,000,000 1,666,627.05 4,000,000 2,222,169.40 5,000,000 2,777,711.75 6,000,000 3,333,254.10 7,000,000 3,888,796.45 8,000,000 4,444,338.80 9,000,000 4,999,881.15 |
10,000,000 5,555,423.50 11,000,000 6,110,965.85 12,000,000 6,666,508.20 13,000,000 7,222,050.55 14,000,000 7,777,592.90 15,000,000 8,333,135.25 閣下可申請認購的公開發售股份 最高數目。 |
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閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格第二頁簽署,只接納親筆簽 名(不得以個人印章代替)。
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
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該指定中央結算系統參與者必須於表格蓋上公司印章(附有公司名稱),並在適當方格內填寫參 與者編號。
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如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的 姓名 和香港身份證號碼。
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有所有聯名投資者戶口持有人的 姓名 和所有聯名投資者戶口持有人的香港身份證號碼;
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的公司 名稱 和香港商業登記號碼;
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須在適當方格內填寫 閣下的參與者編號並蓋上公司印章(附有公司名稱)。
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中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印章)或其他類似事項如 有不確或遺漏,均可能導致申請無效。
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請將不獲接納:
| 支票必須: |
銀行本票必須: |
| • 為港元; • 不得為期票; • 註明抬頭人為「鼎康代理人有限公司 — 橋英公開發售」; • 劃線註明「只准入抬頭人賬戶」; |
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| • 從 閣下在香港的港元銀行賬戶中開出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人 士在支票背書。賬戶名稱必須與 閣下姓 名╱名稱相同。如屬聯名申請,該賬戶名稱 必須與排名首位申請人的姓名╱名稱相同。 |
• 須由香港持牌銀行開出,並由有關銀行授 權的人士在銀行本票背面簽署核證 閣下 姓名╱名稱。銀行本票所示姓名╱名稱必須 與 閣下姓名╱名稱相同。如屬聯名申請, 銀行本票背面所示姓名╱名稱必須與排名首 位申請人的姓名╱名稱相同。 |
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列星展 銀行(香港)有限公司任何一家分行特設的收集箱:
地區 分行名稱 地址 香港島 統一中心分行 金鐘金鐘道 95 號統一中心 1 樓 1015–1018 號舖及 2 樓 2032–2034 號舖 北角分行 北角英皇道 391 號地下
九龍 彌敦道[—] 中小企業銀行 旺角彌敦道 574–576 號和富商業大廈 2 樓 新蒲崗[—] 中小企業銀行 新蒲崗大有街 29 號宏基中心地下 01 及 02 單位 九龍灣[—] 中小企業銀行 九龍灣宏開道 8 號其士商業中心地下商場 6 號舖 新界 屯門市廣場[—] 中小企業 屯門屯隆街 3 號屯門市廣場第 2 期地下 23 號舖 銀行
5. 閣下可於下列時間遞交申請表格:
二零一七年六月二十八日(星期三)[—] 上午九時正至下午五時正 二零一七年六月二十九日(星期四)[—] 上午九時正至下午五時正 二零一七年六月三十日(星期五)[—] 上午九時正至下午五時正 二零一七年七月三日(星期一)[—] 上午九時正至中午十二時正
- 截止遞交申請的時間為二零一七年七月三日(星期一)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間開始登記認購申請,唯一會影響此時間的變化因素為當日的天氣情 況(詳見招股章程「如何申請公開發售股份[—] 10. 惡劣天氣對開始辦理申請登記之影響」一節)。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Omnibridge Holdings Limited 橋英控股有限公司 (Incorporated in the Cayman Islands with limited liability)
SHARE OFFER
Conditions of your application A. Who can apply
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Conditions of your application • confirm that you have received and read the Who can apply Prospectus and have only relied on the information 1. You and any person(s) for whose benefit you are and representations contained in the Prospectus in applying must be 18 years of age or older and must making your application and will not rely on any other have a Hong Kong address. information or representations except those in any
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- If you are a firm, the application must be in the supplement to the Prospectus; individual members’ names. • confirm that you are aware of the restrictions on the
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- The number of joint applicants may not exceed four. Share Offer in the prospectus; 4. If you are a body corporate, the application must be • agree that none of the Company, the Sole Sponsor, signed by a duly authorised officer, who must state the Sole Bookrunner, the Sole Lead Manager, the his representative capacity, and stamped with your Underwriters, their respective directors, officers, corporation’s chop. employees, partners, agents, advisers or other parties
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- You must be outside the United States, not be a involved in the Share Offer is or will be liable for any United States Person (as defined in Regulation S information and representations not in the Prospectus under the U.S. Securities Act) and not be a legal or (and any supplement to it); natural person of the PRC. • undertake and confirm that you or the person(s) for
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- Unless permitted by the GEM Listing Rules, you whose benefit you have made the application have cannot apply for any Public Offer Shares if you: not applied for or taken up, or indicated an interest • are an existing beneficial owner of Shares in the for, and will not apply for or take up, or indicate an Company and/or any of its subsidiaries; interest for, any Placing Shares under the Placing nor
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are a Director or chief executive officer of the participated in the Placing; Company and/or any of its subsidiaries; • agree to disclose to the Company, the Hong Kong
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• are a connected person or a core connected Share Registrar, the receiving bank, the Sole Sponsor, person (as defined in the GEM Listing Rules) of the Sole Bookrunner, the Sole Lead Manager, the the Company or will become a connected person Underwriters and/or their respective advisers and or a core connected person of the Company agents any personal data which they may require immediately upon completion of the Share Offer; about you and the person(s) for whose benefit you
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• are an associate or a close associate (as have made the application;
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are an associate or a close associate (as defined in the GEM Listing Rules) of any of the • above; and/or
• if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Bookrunner, the Sole Lead Manager, and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form; • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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have been allocated or have applied for or indicated an interest in any Placing Shares or otherwise participated in the Placing.
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B. If you are a nominee You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System ( “CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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agree that your application will be governed by the laws of Hong Kong;
C. Effect of completing and submitting this Application Form
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represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h) (3) of Rule 902 of Regulation S;
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By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act: • undertake to execute all relevant documents and instruct and authorise the Company, the Sole Sponsor, the Sole Bookrunner, and/or the Sole Lead Manager (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
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warrant that the information you have provided is true and accurate;
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agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
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authorise the Company to place the name of HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;
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agree to comply with the Companies Law, the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Stock Exchange trading fee. If the Offer Price is not agreed between the Company and Sole Bookrunner (for itself and on behalf of the Underwriters) on or before the Price Determination Date, the Share Offer will not proceed.
- agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS investor participant stock account or the stock account of your designated CCASS participant;
Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.
- agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
The Company expects to announce the final Offer Price, the level of indication of interest in the Placing, the level of applications in the Public Offer and the basis of allocation of the Public Offer Shares on Friday, 14 July 2017 on the Company’s website at bgc-group.com and the website of the Stock Exchange at www.hkexnews.hk . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
If your application for Public Offer Shares is successful (in whole or in part)
- agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Monday, 17 July 2017) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Friday, 14 July 2017 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.
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agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
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agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying; •
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• understand that the Company, the Directors, the Sole Sponsor, the Sole Bookrunner, and the Sole Lead Manager will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false • declaration;
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If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Public Offer Shares allotted to you with that CCASS Participant. If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on the Company’s website at bgc-group.com and the website of the Stock Exchange at www.hkexnews.hk o n F r i d a y , 1 4 J u l y 2 0 1 7 . Y o u s h o u l d c h e c k t h e announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Friday, 14 July 2017 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Public Offer Shares credited to your stock account.
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(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person; and
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider; and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
- D. Power of attorney
Refund of your money
If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
- If your application is made through an authorised attorney, the Company, the Sole Sponsor, the Sole Bookrunner and the Sole Lead Manager may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Determination of Offer Price and allocation of Public Offer Shares
If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest.
The Offer Price is expected to be fixed on or around Tuesday, 4 July 2017 or such later date as may be agreed between the Company and the Sole Bookrunner (for itself and on behalf of the Underwriters). Applicants are required to pay the maximum Offer Price of HK$0.55 for each Pubic Offer Share together with 1.0% brokerage, 0.0027% SFC transaction levy and 0.005%
The refund procedures are stated in the “14. Despatch/ Collection of share certificates and refund monies” in the “How to apply for Public Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
Omnibridge Holdings Limited 橋英控股有限公司 (於開曼群島註冊成立之有限公司) 股份發售
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確認 閣下已接獲及細閱招股章程,提出申請時
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可提出申請的人士 也僅依據招股章程載列的資料及陳述,而除招股 1. 閣下及 閣下為其利益提出申請的人士必須年滿 章程任何補充文件所載者外,不會依賴任何其他 18 歲並有香港地址。 資料或陳述;
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- 如 閣下為商號,申請須以個別成員名義提出。 • 確認 閣下知悉招股章程內有關股份發售的限制; 3. 聯名申請人不得超過四名。 • 同意 本公司、獨家保薦人、獨家賬簿管理人、獨 4. 如 閣下為法人團體,申請須經獲正式授權人員 家牽頭經辦人、包銷商、彼等各自的董事、高級 簽署,並註明其所屬代表身份及蓋上公司印章。 職員、僱員、合夥人、代理、顧問或參與股份發售
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- 閣下必須身處美國境外,並非美國籍人士(定義見 的任何其他人士現時及日後均毋須對並非載於招 美國證券法 S 規則),亦非中國法人或自然人。 股章程(及其任何補充文件)的任何資料及陳述負
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- 除創業板上市規則批准外,下列人士概不得申請 責; 認購任何公開發售股份: • 承諾及確認 閣下或 閣下為其利益提出申請的 • 本公司及╱或其任何附屬公司股份的現有實 人士並無申請或接納或表示有意認購,亦不會申 益擁有人; 請或接納或表示有意認購配售的任何配售股份,
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• 本公司及╱或其任何附屬公司的董事或最高 也沒有參與配售; 行政人員; • 同意 在本公司、香港股份過戶登記處、收款銀行、
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• 本公司關連人士或核心關連人士(定義見創業 獨家保薦人、獨家賬簿管理人、獨家牽頭經辦人、 板上市規則)或緊隨股份發售完成後將成為本 包銷商及╱或彼等各自的顧問及代理提出要求時, 公司關連人士或核心關連人士的人士; 向彼等披露其所要求提供有關 閣下及 閣下為
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• 上述任何人士的聯繫人或緊密聯繫人(定義見 其利益提出申請的人士的任何個人資料; 創業板上市規則);及╱或 • 若香港境外任何地方的法例適用於 閣下的申請,
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• 已獲分配或已申請認購或表示有意申請認購 則 同意及保證 閣下已遵守所有有關法例,且本 任何配售股份或以任何方式參與配售的人士。 公司、獨家保薦人、獨家賬簿管理人、獨家牽頭
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如 閣下為代名人 經辦人及包銷商和彼等各自任何高級職員或顧問 閣下作為代名人可提交超過一次公開發售股份申請,方 概不會因接納 閣下的購買要約,或 閣下根據 法是:(i) 透過中央結算及交收系統(「中央結算系統」)(i) 透過中央結算及交收系統(「中央結算系統」) 透過中央結算及交收系統(「中央結算系統」) 招股章程及本申請表格所載的條款及條件應有的 向香港結算發出電子認購指示(如 閣下為中央結算系 權利及責任所引致的任何行動,而違反香港境外 統參與者);或 (ii) 使用 使用 白色 或 黃色 申請表格以自身名義 的任何法例;
申請條件
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甲 . 可提出申請的人士
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乙 . 如 閣下為代名人
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閣下作為代名人可提交超過一次公開發售股份申請,方 法是:(i) 透過中央結算及交收系統(「中央結算系統」)(i) 透過中央結算及交收系統(「中央結算系統」) 透過中央結算及交收系統(「中央結算系統」) 向香港結算發出電子認購指示(如 閣下為中央結算系 統參與者);或 (ii) 使用 使用 白色 或 黃色 申請表格以自身名義 代表不同的實益擁有人提交超過一份申請。
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同意 閣下的申請一經接納,即不得因無意的失 實陳述而撤銷;
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同意 閣下的申請受香港法例管轄;
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丙 . 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 名申請人,即各人共同及個別)代表 閣下本身,或作 為 閣下代其行事的每位人士的代理或代名人: • 承諾 簽立所有相關文件,並指示及授權本公司、 獨家保薦人、獨家賬簿管理人及╱或獨家牽頭經 辦人(或其代理或代名人)(作為本公司代理),代 表 閣下簽立任何文件,並按照組織章程細則的 規定代表 閣下辦理一切必要事宜以將 閣下獲 分配的任何公開發售股份以香港結算代理人的名 義登記;
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聲明、保證及承諾 :(i) 閣下明白公開發售股份 不曾亦不會根據美國證券法登記;及 (ii) 閣下 及 閣下為其利益申請公開發售股份的人士均身 處美國境外(定義見 S 規則),或屬 S 規則第 902 條 第 (h)(3) 段所述的人士;
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保證 閣下提供的資料真實及準確;
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同意 接納所申請數目或根據申請分配予 閣下但 數目較少的公開發售股份;
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• 授權 本公司將香港結算代理人的名稱列入本公司 股東名冊,作為 閣下獲分配的任何公開發售股 份的持有人,並授權本公司及╱或其代理將任何 股票存入中央結算系統及╱或以普通郵遞方式按 申請所示地址向 閣下或聯名申請的排名首位申 請人寄發任何退款支票,郵誤風險由 閣下承擔, 惟 閣下符合資格親身領取退款支票則除外;
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同意 遵守《公司法》、《公司條例》、《公司(清盤及 雜項條文)條例》及大綱及組織章程細則;
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確認 閣下已細閱招股章程及本申請表格所載的 條款及條件以及申請程序,並同意受其約束;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 同意 獲配發的股份是以香港結算代理人的名義發 截止登記認購申請前,概不處理公開發售股份的申請或配發 行,並直接存入中央結算系統,以便記存於 閣 任何公開發售股份。 下的中央結算系統投資者戶口持有人股份戶口 或 閣下的指定中央結算系統參與者股份戶口; 本公司預期於二零一七年七月十四日(星期五)在本公司網
本公司預期於二零一七年七月十四日(星期五)在本公司網 站 ( bgc-group.com ) 及聯交所網站 ( www.hkexnews.hk ) 公 佈最終發售價、配售踴躍程度、公開發售的申請水平及公開 發售股份分配基準。公開發售的分配結果以及獲接納申請人 的香港身份證╱護照╱香港商業登記號碼(如適用)亦同於上 述網站公佈。
- 同意 香港結算及香港結算代理人各自保留權利 (1) 不接納以香港結算代理人名義發行任何或部分該 等獲配發的股份,或不接納該等獲配發的股份存 入中央結算系統;(2) 安排該等獲配發的股份從中 央結算系統提取,並轉入 閣下名下,有關風險 及費用概由 閣下自行承擔;及 (3) 安排該等獲配 發的股份以 閣下名義發行(或如屬聯名申請人, 則以排名首位申請人的名義發行),而在此情況 下,會以普通郵遞方式將該等獲配發股份的股票 寄往 閣下在申請表格上所示地址(郵誤風險概 由 閣下自行承擔)或提供該等股票予 閣下領 取;
如 閣下成功申請認購公開發售股份(全部或部分) 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是於 二零一七年七月十七日(星期一)上午八時正公開發售成為 無條件且並無終止,股票成為有效的所有權證明)將以香港 結算代理人名義發出,並按 閣下在申請表格的指示於二零 一七年七月十四日(星期五)或在特別情況下由香港結算或 香港結算代理人決定的任何其他日期直接存入中央結算系統 ,以記存於 閣下的中央結算系統投資者戶口持有人股份戶 口或 閣下指定的中央結算系統參與者股份戶口。
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同意 香港結算及香港結算代理人均可調整以香港 結算代理人名義發行的獲配發股份數目;
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• 同意 香港結算及香港結算代理人對招股章程及本 申請表格未有載列的資料及陳述概不負責;
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同意 香港結算及香港結算代理人無論如何不須 • 如 閣下透過中央結算系統投資者戶口持有人以外的指 對 閣下負責; 定中央結算系統參與者提出申請:公開發售股份將存
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• 聲明 及 表示 此乃 閣下為 閣下本身或 閣下為 入 閣下指定的中央結算系統參與者(非中央結算系統 其利益提出申請的人士所提出及擬提出的唯一申 投資者戶口持有人)股份戶口, 閣下可向該中央結算 請; 系統參與者查詢 閣下獲配發的公開發售股份數目。
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• 明白 本公司、董事、獨家保薦人、獨家賬簿管理 人及獨家牽頭經辦人將依據 閣下的聲明及陳述 • 如 閣下以中央結算系統投資者戶口持有人身份 而決定是否向 閣下配發任何公開發售股份, 閣 提出申請:本公司預期於二零一七年七月十四日(星 下如作出虛假聲明,可能會被檢控; 期五)在本公司網站 (bgc-group.com) 及聯交所網站
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• (如本申請是為 閣下本身利益提出)保證 閣下 (www.hkexnews.hk) 刊登中央結算系統投資者戶口持 或作為 閣下代理的任何人士或任何其他人士不 有人的申請結果及公開發售的結果。 閣下應查閱本公 曾亦不會為 閣下利益而以 白色 或 黃色 申請表格 司刊發的公告,如有任何資料不符,請於二零一七年七 或向香港結算或向 網上白表 服務供應商發出電子 月十四日(星期五)下午五時正前或香港結算或香港結 認購指示而提出其他申請;及 算代理人決定的任何其他日期前知會香港結算。緊隨公
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• (如 閣下作為代理為另一人士的利益提出申請) 開發售股份存入 閣下的股份戶口後, 閣下即可透過 保證 (i) 閣下(作為代理或為該人士利益)或該人 「結算通」電話系統及中央結算系統互聯網系統(根據香 士或任何其他作為該人士代理的人士不曾亦不會 港結算不時生效的《投資者戶口操作簡介》所載程序)查 以 白色 或 黃色 申請表格或向香港結算或 網上白表 詢 閣下的新戶口結餘。香港結算亦將向 閣下提供一 服務供應商發出電子認購指示而提出其他申請; 份活動結單,列出存入 閣下股份戶口的公開發售股份 及 (ii) 閣下獲正式授權作為該人士的代理代為簽 數目。 署申請表格或發出電子認購指示。 本公司不會就申請時繳付的款項發出收據,亦不會發出臨時
本公司不會就申請時繳付的款項發出收據,亦不會發出臨時 所有權文件。
- 丁 . 授權書 如 閣下透過授權代理人提出申請,本公司、獨家保薦 人、獨家賬簿管理人及獨家牽頭經辦人可按其認為合適 的任何條件(包括出示代理人的授權證明)酌情接納或 拒絕 閣下的申請。
退回款項
若 閣下未獲分配任何公開發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款(包括相關的 1.0% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易 費)。
釐定發售價及公開發售股份的分配
預期發售價於二零一七年七月四日(星期二)或前後或本公司 與獨家賬簿管理人(為其自身及代表包銷商)可能協定之有關 較後日期釐定。申請人須繳付每股公開發售股份 0.55 港元 的最高發售價,另加 1.0% 經紀佣金、0.0027% 證監會交易 徵費及 0.005% 聯交所交易費。倘若本公司與獨家賬簿管理 人(為其自身及代表包銷商)並無於定價日或之前協定發售 價,股份發售將不會進行。
倘發售價低於最高發售價,本公司將不計利息向 閣下退回 多繳申請股款(包括相關的 1.0% 經紀佣金、0.0027% 證監 會交易徵費及 0.005% 香港聯交所交易費)。
有關退款程序載於招股章程「如何申請公開發售股份」一節 「14. 寄發╱領取股票及退回股款」內。
Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
purposes to which the securities holders may from time to time agree.
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).
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the applicant for, and holder of, Public Offer Shares, of 3. Transfer of personal data the policies and practices of the Company and its Hong Personal data held by the Company and its Hong Kong Share Registrar in relation to personal data and Kong Share Registrar relating to the securities the Personal Data (Privacy) Ordinance (Chapter 486 of holders will be kept confidential but the Company the Laws of Hong Kong) (the “Ordinance”). and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above
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1. Reasons for the collection of your personal purposes, disclose or transfer (whether within or data outside Hong Kong) the personal data to, from or It is necessary for applicants and registered with any of the following: holders of securities to supply correct personal • the Company or its appointed agents such data to the Company or its agents and the Hong as financial advisers, receiving banks and Kong Share Registrar when applying for securities overseas principal share registrar; or transferring securities into or out of their names • where applicants for securities request deposit or in procuring the services of the Hong Kong into CCASS, HKSCC or HKSCC Nominees, Share Registrar. who will use the personal data for the Failure to supply the requested data may result purposes of operating CCASS; in your application for securities being rejected, • any agents, contractors or third-party or in delay or the inability of the Company or its service providers who offer administrative, Hong Kong Share Registrar to effect transfers or telecommunications, computer, payment or otherwise render their services. It may also prevent other services to the Company or the Hong or delay registration or transfers of the Public Offer Kong Share Registrar in connection with their Shares which you have successfully applied for respective business operation; and/or the despatch of share certificate(s) and/or • the Stock Exchange, the SFC and any other refund cheque(s) to which you are entitled. statutory regulatory or governmental bodies It is important that securities holders inform the or otherwise as required by laws, rules or Company and the Hong Kong Share Registrar regulations; and immediately of any inaccuracies in the personal • any persons or institutions with which the data supplied. securities holders have or propose to have
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2. Purposes dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
2. Purposes The personal data of the securities holders may be used, held, processed, and/or stored (by whatever 4. Retention of personal data means) for the following purposes:
The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
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processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares;
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• c o m p l i a n c e w i t h a p p l i c a b l e l a w s a n d regulations in Hong Kong and elsewhere;
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• registering new issues or transfers into or out of the names of securities holders including, where applicable, HKSCC Nominees;
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• maintaining or updating the register of securities holders of the Company;
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• verifying securities holders’ identities; • establishing benefit entitlements of securities holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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• distributing communications from the Company and its subsidiaries;
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• compiling statistical information and securities holders’ profiles;
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• disclosing relevant information to facilitate claims on entitlements; and
5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or to our Hong Kong Share Registrar for the attention of the privacy compliance officer.
- any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities holders and/or regulators and/or any other
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
- 擔的責任及╱或證券持有人不時同意的 任何其他目的。
個人資料收集聲明
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此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明有關本公司及其香港股份過戶登 記處有關個人資料和香港法例第 486 章《個人資 章《個人資 料(私隱)條例》(「條例」)方面的政策和慣例。(「條例」)方面的政策和慣例。
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人和持有人說明有關本公司及其香港股份過戶登 3. 轉交個人資料本 記處有關個人資料和香港法例第 486 章《個人資 章《個人資 本公司及其香港股份過戶登記處所持有關證 料(私隱)條例》(「條例」)方面的政策和慣例。(「條例」)方面的政策和慣例。 券持有人的個人資料將會保密,但本公司及 香港股份過戶登記處可以在達到上述任何用
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收集 閣下個人資料的原因 途之必要情況下,向下列任何人士披露、獲 證券申請人及登記持有人以本身名義申請證 取或轉交(無論在香港境內或境外)有關個人 券或轉讓或受讓證券時或尋求香港股份過戶 資料: 登記處的服務時,必須向本公司或其代理人 • 本公司或其委任的代理人,例如財務顧 及香港股份過戶登記處提供準確個人資料。 問、收款銀行和海外股份過戶登記總處; 未能提供所要求的資料可能導致 閣下申請 • (如證券申請人要求將證券存入中央結算 證券被拒或延遲,或本公司或香港股份過戶 系統)香港結算或香港結算代理人,彼等 登記處無法進行轉讓或提供服務。此舉也可 將會就中央結算系統的運作使用有關個 能妨礙或延遲登記或轉讓 閣下成功申請的 人資料; 公開發售股份及╱或寄發 閣下應得的股票 • 向本公司或香港股份過戶登記處提供與 及╱或退款支票。 其各自業務營運有關的行政、電訊、電 證券持有人所提供的個人資料如有任何錯 腦、付款或其他服務的任何代理人、承 誤,須立即通知本公司及香港股份過戶登記 包商或第三方服務供應商; 處。 • 聯交所、證監會及任何其他法定監管機 關或政府部門或遵照其他法例、規則或
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目的 法規;及 證券持有人的個人資料可以任何方式被採 • 證券持有人與其進行或擬進行交易的任 用、持有、處理及╱或保存,作下列用途: 何人士或機構,例如彼等的銀行、律師、 • 處理 閣下的申請及退款支票(如適用)、 會計師或股票經紀等。 核實是否符合本申請表格及招股章程載 列的條款和申請程序以及公佈公開發售 4. 個人資料的保留 股份的分配結果; 本公司及其香港股份過戶登記處將按收集個
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• 遵守香港及其他地區的適用法律及法規; 人資料所需的用途保留證券申請人及持有人 • 以證券持有人(包括香港結算代理人(如 的個人資料。無需保留的個人資料將會根據 適用))的名義登記新發行證券或轉讓或 條例銷毀或處理。 受讓證券;
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• 存置或更新本公司證券持有人的名冊; 5. 查閱和更正個人資料 • 核實證券持有人的身份; 證券持有人有權確定本公司或香港股份過戶 • 確定本公司證券持有人的受益權利,例 登記分處是否持有其個人資料,並有權索取 如股息、供股和紅股等; 有關該資料的副本並更正任何不準確資料。
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• 分發本公司及其附屬公司的通訊; 本公司和香港股份過戶登記處有權就處理任 • 編製統計數據和證券持有人資料; 何查閱資料的要求收取合理費用。所有查閱 • 披露有關資料以便就權益索償;及 資料或更正資料的要求應按招股章程「公司 • 與上述有關的任何其他附帶或相關用途 資料」一節所披露或不時通知的本公司註冊 及╱或使本公司及香港股份過戶登記處 地址向公司秘書或香港股份過戶登記處的私 能履行對證券持有人及╱或監管機構承 隱條例事務主任提出。
1. 收集 閣下個人資料的原因
2. 目的
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。