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OmniAb, Inc. — Director's Dealing 2024
Feb 21, 2024
35559_dirs_2024-02-20_0aeb5855-7246-4715-a040-a93d0f03aa7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OmniAb, Inc. (OABI)
CIK: 0001846253
Period of Report: 2024-02-15
Reporting Person: Berkman Charles S (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-15 | Common Stock | M | 15624 | — | Acquired | 287941 | Direct |
| 2024-02-15 | Common Stock | F | 5575 | $5.54 | Disposed | 282366 | Direct |
| 2024-02-15 | Common Stock | M | 5698 | — | Acquired | 288064 | Direct |
| 2024-02-15 | Common Stock | F | 2034 | $5.54 | Disposed | 286030 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-15 | Restricted Stock Units | $0.0 | M | 15624 | Disposed | Common Stock (15624) | Direct | |
| 2024-02-15 | Restricted Stock Units | $0.0 | M | 5698 | Disposed | Common Stock (5698) | Direct | |
| 2024-02-16 | Restricted Stock Units | $0.0 | A | 40625 | Acquired | Common Stock (40625) | Direct | |
| 2024-02-16 | Stock Option (right to buy) | $5.64 | A | 243750 | Acquired | 2034-02-16 | Common Stock (243750) | Direct |
Footnotes
F1: Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.
F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported RSUs.
F4: Represents the vesting of an RSU grant which occurs in two substantially equal annual installments beginning on February 15, 2023, as per the terms of the November 2022 Business Combination.
F5: The RSU grant vests in three substantially equal annual installments beginning on February 16, 2025.
F6: The Stock Option grant vests and is exercisable as to 12.5% of the underlying shares 6 months after the grant date, and in 42 substantially equal monthly installments thereafter.