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OmniAb, Inc. — Director's Dealing 2023
Jun 28, 2023
35559_dirs_2023-06-27_8c343196-f253-4475-98fa-c57417d720ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OmniAb, Inc. (OABI)
CIK: 0001846253
Period of Report: 2023-06-23
Reporting Person: HIGGINS JOHN L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-28 | Common Stock | F | 25914 | $3.66 | Acquired | 2397255 | Direct |
| 2023-01-04 | Common Stock | F | 57803 | $3.23 | Acquired | 2339452 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-23 | Restricted Stock Units | $ | A | 20000 | Acquired | Common Stock (20000) | Direct | |
| 2023-06-23 | Stock Option (right to buy) | $4.81 | A | 40000 | Acquired | 2033-06-23 | Common Stock (40000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (39517) | 39517 | Direct |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").
F2: The Reporting Person previously reported certain awards of Restricted Stock Units (RSUs) in Table I of Form 4, but has elected to report the RSUs in Table II going
forward. As a result, the total reported in Column 5 of Table I has been updated to subtract 39,517 RSUs outstanding on June 23, 2023.
F3: Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three
equal annual installments, beginning January 30, 2024.
F4: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in full on the earlier of (A) the
date of the next annual meeting of the Company's stockholders following the grant date and (B) the first anniversary of the date of grant.
F5: Each Stock Option shall vest and become exercisable in full on the earlier of (A) the date of the annual meeting of the Company's stockholders next following the grant
date and (B) on the first anniversary of the date of grant.