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OmniAb, Inc. — Director's Dealing 2023
Dec 12, 2023
35559_dirs_2023-12-11_778d0dee-8efd-454f-8624-a00db72550c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OmniAb, Inc. (OABI)
CIK: 0001846253
Period of Report: 2023-12-07
Reporting Person: GUSTAFSON KURT A (Executive VP, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-07 | Common Stock | M | 46503 | — | Acquired | 174786 | Direct |
| 2023-12-07 | Common Stock | F | 16081 | $4.85 | Disposed | 158705 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-07 | Restricted Stock Units | $0 | M | 46503 | Disposed | Common Stock (46503) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (46498) | 46498 | Direct | |
| Restricted Stock Units | $0 | Common Stock (139504) | 186002 | Direct | |
| Restricted Stock Units | $0 | Common Stock (40625) | 226627 | Direct |
Footnotes
F1: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three substantially equal annual installments beginning on December 07, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F2: The total includes 8,334 shares acquired on May 31, 2023, and 11,160 shares acquired on November 30, 2023, through the Issuer's Employee Stock Purchase Plan
(ESPP).
F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units ("RSUs").
F4: Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in two substantially equal annual installments, beginning April 1st, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F5: Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning December 7th, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
F6: Represents RSUs previously reported in Table I. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Vesting occurs in three substantially equal annual installments, beginning April 7th, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date.