AI assistant
OmniAb, Inc. — Director's Dealing 2021
Aug 10, 2021
35559_dirs_2021-08-09_1ef22d9e-eb24-4b15-9167-1dbac73ae07e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Avista Public Acquisition Corp. II (AHPA)
CIK: 0001846253
Period of Report: 2021-08-09
Reporting Person: Avista Acquisition GP LLC II (Director, See Joint Filer Information, 10% Owner)
Reporting Person: Avista Acquisition LP II (10% Owner)
Reporting Person: Dean Thompson (Director, 10% Owner)
Reporting Person: Burgstahler David F (Director, President, CEO, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Ordinary Shares, par value $0.0001 per share | $ | Class A Ordinary Shares, par value $0.0001 per share (5645000) | Indirect |
Footnotes
F1: Avista Acquisition LP II ("Sponsor") directly owns Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of Avista Public Acquisition Corp. II (the "Issuer"), including 750,000 Class B Ordinary Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to it to cover over-allotments. Pursuant to the Amended and Restated Memordandum and Articles of Association of the Issuer, the Class B Ordinary Shares have no expiration date and will automatically convert into Class A ordinary shares, par value $0.0001 per share, at the time of the Issuer's initial business combination on a one-for-one basis subject to adjustment.
F2: This statement is being filed by the following Reporting Persons: Avista Acquisition LP II; is Avista Acquisition GP LLC II, a Cayman Islands limited partnership ("GP"), which is the general partner of Sponsor;. Thompson Dean and David Burgstahler, who are the managers of GP (and, together with Sponsor and GP, Messrs. Dean and Burgstahler are the "Reporting Persons").
F3: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F4: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.