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OMNI BRIDGEWAY LIMITED — Major Shareholding Notification 2021
May 26, 2021
65474_rns_2021-05-26_c589aad8-f632-4e1c-bc19-61ce680d302d.pdf
Major Shareholding Notification
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605
15 July 2001
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme Omni Bridgeway Limited ACN/ARSN 067 298 088 1. Details of substantial holder (1) Name Vanguard Group (The Vanguard Group, Inc. and its controlled entities including Vanguard ___Investments Australia Ltd. and those listed in Annexure A) ACN/ARSN (if applicable) N/A The holder ceased to be a substantial holder on 21 May 2021 The previous notice was given to the company on 4 January 2021 The previous notice was dated 4 January 2021
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 21 May 2021 |
Vanguard Investments Australia Ltd. |
Vanguard Investments Australia Ltd. has ceased to be the Investment Manager for an institutional client mandate and as a result has ceased to hold a relevant interest in the shares held within that mandate. |
Nil – There is no sell down activity associated with this change. |
952,829 shares | Vanguard Group now holds 4.835% of voting power |
| SeeAnnexure Afor all other transactions |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association N/A N/A
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Vanguard Group | P.O. Box 2600, V26 Valley Forge, PA 19482 USA |
Signature
| print name sign here |
Shawn Acker capacity Compliance Manager |
|---|---|
date 26 May 2021 |
605
15 July 2001
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
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(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(4) Include details of:
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(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(6) The voting shares of a company constitute one class unless divided into separate classes.
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(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
To Company Omni Bridgeway Limited ACN/ARSN 067 298 088
Substantial Holder Name Vanguard Group ACN/ARSN N/A
| Date of change | Person whose relevant interest changed | Nature of Change(6) |
Consideration given in relation to change(7) |
Class | Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|---|
| 4-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.35 | Ordinary | 32,785 | 32,785 |
| 6-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.47 | Ordinary | 1,440 | 1,440 |
| 7-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.48 | Ordinary | 11,200 | 11,200 |
| 7-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.48 | Ordinary | 6,720 | 6,720 |
| 7-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.48 | Ordinary | 6,480 | 6,480 |
| 8-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.40 | Ordinary | 4,480 | 4,480 |
| 12-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.17 | Ordinary | 8,960 | 8,960 |
| 12-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.17 | Ordinary | 1,080 | 1,080 |
| 12-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.17 | Ordinary | 2,880 | 2,880 |
| 20-Jan-2021 | The Vanguard Group,Inc. | BUY | 3.97 | Ordinary | 3,245 | 3,245 |
| 21-Jan-2021 | The Vanguard Group,Inc. | BUY | 4.01 | Ordinary | 3,240 | 3,240 |
| 29-Jan-2021 | The Vanguard Group,Inc. | BUY | 3.93 | Ordinary | 1,080 | 1,080 |
| 10-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.75 | Ordinary | 1,440 | 1,440 |
| 10-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.75 | Ordinary | 5,040 | 5,040 |
| 11-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.77 | Ordinary | 1,440 | 1,440 |
| 12-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.69 | Ordinary | 1,080 | 1,080 |
| 23-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.56 | Ordinary | 6,720 | 6,720 |
| 23-Feb-2021 | The Vanguard Group,Inc. | SELL | 3.52 | Ordinary | (5,227) | (5,227) |
| 25-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.75 | Ordinary | 24,640 | 24,640 |
| 26-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.74 | Ordinary | 13,440 | 13,440 |
| 26-Feb-2021 | The Vanguard Group,Inc. | BUY | 3.74 | Ordinary | 40,320 | 40,320 |
| 1-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.74 | Ordinary | 31,360 | 31,360 |
| 2-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.45 | Ordinary | 22,400 | 22,400 |
| 4-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.23 | Ordinary | 24,640 | 24,640 |
| 5-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.40 | Ordinary | 26,880 | 26,880 |
| 5-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.40 | Ordinary | 17,920 | 17,920 |
| 9-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.40 | Ordinary | 26,880 | 26,880 |
| 9-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.40 | Ordinary | 3,600 | 3,600 |
| 10-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.51 | Ordinary | 22,400 | 22,400 |
| 15-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.69 | Ordinary | 15,680 | 15,680 |
| 16-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.78 | Ordinary | 6,720 | 6,720 |
| 16-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.78 | Ordinary | 33,600 | 33,600 |
| 16-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.78 | Ordinary | 13,440 | 13,440 |
| 17-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.63 | Ordinary | 13,440 | 13,440 |
| 17-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.63 | Ordinary | 26,880 | 26,880 |
| 22-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.59 | Ordinary | 27,898 | 27,898 |
| 22-Mar-2021 | The Vanguard Group,Inc. | BUY | 3.59 | Ordinary | 12,876 | 12,876 |
| 1-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.59 | Ordinary | 8,584 | 8,584 |
| 1-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.58 | Ordinary | 77,134 | 77,134 |
| 7-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.87 | Ordinary | 6,438 | 6,438 |
| 13-Apr-2021 | The Vanguard Group,Inc. | BUY | 4.07 | Ordinary | 6,438 | 6,438 |
| 15-Apr-2021 | The Vanguard Group,Inc. | BUY | 4.06 | Ordinary | 319 | 319 |
| 19-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.92 | Ordinary | 7,807 | 7,807 |
| 23-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.96 | Ordinary | 6,438 | 6,438 |
| 26-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.94 | Ordinary | 17,343 | 17,343 |
| 26-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.93 | Ordinary | 12,876 | 12,876 |
| 26-Apr-2021 | The Vanguard Group,Inc. | BUY | 3.93 | Ordinary | 12,876 | 12,876 |
| 13-May-2021 | The Vanguard Group,Inc. | SELL | 3.82 | Ordinary | (21,362) | (21,362) |
| 4-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 4.43 | Ordinary | 3,450 | 3,450 |
| 6-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 4.45 | Ordinary | 4,044 | 4,044 |
| 11-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 4.16 | Ordinary | 2,913 | 2,913 |
| 14-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 4.21 | Ordinary | 5,584 | 5,584 |
| 19-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 4.07 | Ordinary | 1,785 | 1,785 |
| 20-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 3.97 | Ordinary | 2,913 | 2,913 |
| 20-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 3.97 | Ordinary | 312 | 312 |
| 28-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 3.93 | Ordinary | 4,758 | 4,758 |
| 28-Jan-2021 | Vanguard Investments Australia Ltd. | BUY | 3.95 | Ordinary | 52,383 | 52,383 |
| 2-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.86 | Ordinary | 5,110 | 5,110 |
| 3-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.86 | Ordinary | 312 | 312 |
| 5-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.81 | Ordinary | 1,113 | 1,113 |
| 8-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.69 | Ordinary | 2,955 | 2,955 |
Page 1 of 2
Annexure A
| Date of change | Person whose relevant interest changed | Nature of Change(6) |
Consideration given in relation to change(7) |
Class | Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|---|
| 8-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.69 | Ordinary | 3,940 | 3,940 |
| 10-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.76 | Ordinary | 4,823 | 4,823 |
| 11-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.77 | Ordinary | 2,583 | 2,583 |
| 16-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.65 | Ordinary | 2,958 | 2,958 |
| 22-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 3,680 | 3,680 |
| 26-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.69 | Ordinary | 2,958 | 2,958 |
| 26-Feb-2021 | Vanguard Investments Australia Ltd. | BUY | 3.69 | Ordinary | 3,740 | 3,740 |
| 3-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.36 | Ordinary | 7,360 | 7,360 |
| 5-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.36 | Ordinary | 3,760 | 3,760 |
| 8-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.39 | Ordinary | 471 | 471 |
| 9-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.40 | Ordinary | 1,125 | 1,125 |
| 10-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.51 | Ordinary | 4,524 | 4,524 |
| 17-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.65 | Ordinary | 2,955 | 2,955 |
| 17-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.65 | Ordinary | 4,000 | 4,000 |
| 23-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.56 | Ordinary | 28,585 | 28,585 |
| 29-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.45 | Ordinary | 1,970 | 1,970 |
| 30-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.42 | Ordinary | 5,590 | 5,590 |
| 30-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.42 | Ordinary | 4,730 | 4,730 |
| 31-Mar-2021 | Vanguard Investments Australia Ltd. | BUY | 3.51 | Ordinary | 326 | 326 |
| 1-Apr-2021 | Vanguard Investments Australia Ltd. | SELL | 3.60 | Ordinary | (460,125) | (460,125) |
| 6-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.65 | Ordinary | 44,814 | 44,814 |
| 6-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.65 | Ordinary | 1,323 | 1,323 |
| 7-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.84 | Ordinary | 5,256 | 5,256 |
| 9-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.05 | Ordinary | 3,944 | 3,944 |
| 9-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.05 | Ordinary | 9,328 | 9,328 |
| 9-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.05 | Ordinary | 5,088 | 5,088 |
| 9-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.05 | Ordinary | 1,610 | 1,610 |
| 9-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.05 | Ordinary | 483 | 483 |
| 14-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.07 | Ordinary | 161 | 161 |
| 14-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.07 | Ordinary | 483 | 483 |
| 14-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 4.07 | Ordinary | 322 | 322 |
| 16-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.99 | Ordinary | 2,955 | 2,955 |
| 20-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.86 | Ordinary | 8,360 | 8,360 |
| 26-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.93 | Ordinary | 2,955 | 2,955 |
| 28-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.79 | Ordinary | 4,186 | 4,186 |
| 29-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.82 | Ordinary | 4,807 | 4,807 |
| 29-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.82 | Ordinary | 644 | 644 |
| 30-Apr-2021 | Vanguard Investments Australia Ltd. | BUY | 3.75 | Ordinary | 2,952 | 2,952 |
| 3-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 4,400 | 4,400 |
| 3-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 483 | 483 |
| 5-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 2,952 | 2,952 |
| 5-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 7,394 | 7,394 |
| 6-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 1,968 | 1,968 |
| 6-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.54 | Ordinary | 6,765 | 6,765 |
| 7-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.43 | Ordinary | 161 | 161 |
| 10-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.74 | Ordinary | 162 | 162 |
| 13-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.82 | Ordinary | 9,485 | 9,485 |
| 13-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.82 | Ordinary | 324 | 324 |
| 13-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.82 | Ordinary | 486 | 486 |
| 14-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.81 | Ordinary | 2,955 | 2,955 |
| 14-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.81 | Ordinary | 5,614 | 5,614 |
| 17-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.77 | Ordinary | 4,740 | 4,740 |
| 18-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.78 | Ordinary | 2,430 | 2,430 |
| 19-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.71 | Ordinary | 5,187 | 5,187 |
| 20-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.80 | Ordinary | 3,928 | 3,928 |
| 20-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.80 | Ordinary | 486 | 486 |
| 21-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.75 | Ordinary | 7,960 | 7,960 |
| 21-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.75 | Ordinary | 162 | 162 |
| 21-May-2021 | Vanguard Investments Australia Ltd. | BUY | 3.75 | Ordinary | 1,134 | 1,134 |
| This is Annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder. | ||||||
| Signature: Name: Shawn Acker Capacity: Compliance Manager Date: 26 May2021 |
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