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OLD SECOND BANCORP INC — Director's Dealing 2016
Jan 4, 2016
32302_dirs_2016-01-04_adceb4ca-937e-4dfe-93b8-1d3cdb3beb25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2015-12-31
Reporting Person: Eccher James (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Old Second Bancorp, Inc. Common Stock | P | 149 | — | Acquired | 7037 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 139108 | Direct |
| Old Second Bancorp, Inc. Common Stock | 1960 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $31.34 | 2015-12-20 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 148 shares held jointly with spouse; 48,910 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone and 90,000 shares of restricted stock units in the name of Mr. Eccher.
F2: Does not apply.
F3: Of this total, 149 shares were allocated during the fourth quarter pursuant to the Old Second Bancorp, Inc. Salary Savings Plan & Trust. Information provided herein was provided by the Plan Trustee as of 12-31-15.
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