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OLD SECOND BANCORP INC — Director's Dealing 2016
Feb 17, 2016
32302_dirs_2016-02-17_08b3fff2-4fbf-4e93-b1c2-a02fdcd2bd40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2016-02-16
Reporting Person: PALMER GERALD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Old Second Bancorp, Inc. Common Stock | A | 2500 | — | Disposed | 49689 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 37727 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Old Second Bancorp Inc. Stock Options | $7.49 | 2019-02-17 | Common Stock (1500) | 1500 | Direct |
| Old Second Bancorp Inc. Stock Options | $27.75 | 2017-12-18 | Common Stock (1500) | 1500 | Direct |
| Old Second Bancorp Inc. Stock Options | $29.20 | 2016-12-19 | Common Stock (1500) | 1500 | Direct |
Footnotes
F1: Included in this total are 47,189 shares in Mr. Palmer's name as Trustee and 2,500 shares of restricted stock units in Mr. Palmer's name.
F2: These shares are held in a brokerage account on behalf of Mr.Palmer's spouse's Trust account.
F3: These shares represent Restricted Stock Units granted in 2016 under Old Second's Equity Award Program. These shares have a 3-year cliff vesting.
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