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OLD SECOND BANCORP INC — Director's Dealing 2016
Jul 5, 2016
32302_dirs_2016-07-05_f324304f-1294-4b0a-acfd-00a31d96a2e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2016-07-05
Reporting Person: CHEATHAM J DOUGLAS (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Old Second Bancorp, Inc. Common Stock | A | 54 | — | Acquired | 38790 | Indirect |
| 2016-06-30 | Old Second Bancorp, Inc. Common Stock | A | 6 | — | Acquired | 4198 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 62881.299 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | 2017-12-18 | Common Stock (15000) | 15000 | Direct |
| Employee StockOptions | $29.20 | 2016-12-19 | common stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 27,333 shares outright, 48.299 shares are dividend equivalents in the form of restricted stock units and 35,500 shares of restricted stock units in Mr. Cheatham's name alone.
F2: Of this total, 6 shares were allocated during the second quarter pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. This information was provided herein by the Plan Trustee as of 6-30-2016.
F3: Does not apply.
F4: Of this total, 54 shares were allocated during the second quarter pursuant to the Old Second's Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 6-30-2016.