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OLD SECOND BANCORP INC — Director's Dealing 2016
Oct 4, 2016
32302_dirs_2016-10-04_bb772e04-69b8-4a1c-b7a6-a9dda680d924.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2016-09-30
Reporting Person: Eccher James (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Old Second Bancorp, Inc Common Stock | A | 12 | — | Acquired | 8901 | Indirect |
| 2016-09-30 | Old Second Bancorp, Inc Common Stock | A | 3 | — | Acquired | 1966 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 176462.251 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 148 shares held jointly with spouse; 63,910 shares held in a brokerage account; 17,275 shares held in Mr. Eccher's name alone, 129.251 shares are dividend equivalents in the form of restricted stock units and 95,000 shares of restricted stock units in the name of Mr. Eccher.
F2: Of this total, 3 shares were allocated during the third quarter pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. This information was provided herein by the Plan Trustee as of 9-30-16.
F3: Does not apply.
F4: Of this total, 12 shares were allocated during the third quarter pursuant to the Old Second's Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 9-30-16.