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OLD SECOND BANCORP INC — Director's Dealing 2015
Jan 5, 2015
32302_dirs_2015-01-05_59633396-29df-423c-aa05-ace05af0d947.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2015-01-02
Reporting Person: SKOGLUND WILLIAM B (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-31 | Old second Bancorp, Inc. | A | 28421 | — | Acquired | 61987 | Direct |
| 2014-12-31 | Old Second Bancorp, Inc. | D | 50000 | — | Disposed | 33566 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 83566 | Direct |
| Old Second Bancorp Inc. Common Stock | 14206 | Indirect |
| Old Second Bancorp Inc. Common Stock | 47038 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (40000) | 40000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (32000) | 32000 | Direct |
| Employee Stock Option | $31.34 | 2015-12-20 | Common Stock (32000) | 32000 | Direct |
Footnotes
F1: Included in this total are 15,909 shares held by William Skoglund as Trustee of the William Skoglund Trust and 46,078 shares in Mr. Skoglunds' name alone.
F2: These shares represent Restricted Stock Units that have fully vested pursuant to Old Second Bancorp, Inc. Long-Term Equity Incentive Plan.
F3: These shares represent net shares of vested Restricted Stock Units after tax liability.
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