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OLD SECOND BANCORP INC — Director's Dealing 2014
Jun 30, 2014
32302_dirs_2014-06-30_b76c28b8-5ef8-4f12-8f5a-b158b475ad05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2014-06-17
Reporting Person: CHEATHAM J DOUGLAS (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-17 | Old Second Bancorp, Inc. Common Stock | A | 17500 | $4.82 | Acquired | 62386 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 36641 | Indirect |
| Old Second Bancorp Inc. Common Stock | 4192 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | 2017-12-18 | Common Stock (15000) | 15000 | Direct |
| Employee StockOptions | $29.20 | 2016-12-19 | common stock (12000) | 12000 | Direct |
| Employee Stock Options | $31.34 | 2015-12-21 | common stock (12000) | 12000 | Direct |
| Employee Stock Option | $32.59 | 2014-12-21 | common stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 13,523 shares outright; 37,500 shares of restricted stock units in Mr. Cheatham's name alone and 11,363 shares are held in a brokerage account in Mr. Cheatham's name.
F2: These shares represent a Restricted Stock Units grant pursuant to Old Second Bancorp, Inc. 2014 Equity Incentive Plan.
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