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OLD SECOND BANCORP INC — Director's Dealing 2014
Jan 3, 2014
32302_dirs_2014-01-03_91084118-76c0-4866-b785-08ce81113ab7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2014-01-03
Reporting Person: Eccher James (Director, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-28 | Old Second Bancorp Inc. Common Stock | D | 47903 | — | Disposed | 18454 | Direct |
| 2013-04-16 | Old Second Bancorp, Inc common stock | A | 25000 | — | Acquired | 43454 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. Common Stock | 6242 | Indirect |
| Old Second Bancorp Inc. Common Stock | 1960 | Indirect |
| OSBI Fixed Rate Cumulative Preferred Stock-Ser B | 120 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $31.34 | 2015-12-20 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $32.59 | 2014-12-21 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 148 shares held jointly with spouse and 13,256 shares held in a brokerage account.
F2: These shares represent a Restricted stock forfeiture due to TARP rules.
F3: These shares represent a Restricted stock grant pursuant to Old Second Bancorp, Inc. Equity Incentive Plan.
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