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OLD SECOND BANCORP INC Director's Dealing 2014

Feb 19, 2014

32302_dirs_2014-02-19_e3a6a781-4163-4616-bed6-6f65b22c0e07.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2011-06-11

Reporting Person: Eccher James (Director, COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-06-06 Old Second Bancorp, Inc Common Stock P 10000 $1.0448 Acquired 85724 Direct
2013-03-28 Old Second Bancorp, Inc. Common Stock D 57270 Disposed 28454 Direct
2013-04-16 Old Second Bancorp, Inc. Common Stock A 25000 Acquired 53454 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Old Second Bancorp Inc. Common Stock 6242 Indirect
Old Second Bancorp Inc. Common Stock 1960 Indirect
OSBI Fixed Rate Cumulative Preferred Stock-Ser B 120 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option $27.75 2017-12-18 Common Stock (20000) 20000 Direct
Employee Stock Option $29.20 2016-12-19 Common Stock (12000) 12000 Direct
Employee Stock Option $31.34 2015-12-20 Common Stock (12000) 12000 Direct
Employee Stock Option $32.59 2014-12-21 Common Stock (12000) 12000 Direct

Footnotes

F1: Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account.

F2: This amount includes part of the shares purchased by Mr. Eccher and disclosed in a Form 4 filed on June 6, 2011. These shares were inadvertently excluded from the total amount due to a scrivener's error.

F3: These shares represent a forfeiture of Restricted stock shares due to TARP rules. As originally reported on a Form 4 on 1-3-14, the amount of shares forfeited did not account for the 10,000 shares that were misreported on Form 4 filed 6-6-11.

F4: These shares represent a Restricted stock grant pursuant to Old Second Bancorp, Inc. Equity Incentive Plan.

F5: Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account and 30,050 shares held in Mr. Eccher's name alone.