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OLD SECOND BANCORP INC — Director's Dealing 2014
Feb 19, 2014
32302_dirs_2014-02-19_e3a6a781-4163-4616-bed6-6f65b22c0e07.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2011-06-11
Reporting Person: Eccher James (Director, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-06 | Old Second Bancorp, Inc Common Stock | P | 10000 | $1.0448 | Acquired | 85724 | Direct |
| 2013-03-28 | Old Second Bancorp, Inc. Common Stock | D | 57270 | — | Disposed | 28454 | Direct |
| 2013-04-16 | Old Second Bancorp, Inc. Common Stock | A | 25000 | — | Acquired | 53454 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. Common Stock | 6242 | Indirect |
| Old Second Bancorp Inc. Common Stock | 1960 | Indirect |
| OSBI Fixed Rate Cumulative Preferred Stock-Ser B | 120 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (20000) | 20000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $31.34 | 2015-12-20 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $32.59 | 2014-12-21 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account.
F2: This amount includes part of the shares purchased by Mr. Eccher and disclosed in a Form 4 filed on June 6, 2011. These shares were inadvertently excluded from the total amount due to a scrivener's error.
F3: These shares represent a forfeiture of Restricted stock shares due to TARP rules. As originally reported on a Form 4 on 1-3-14, the amount of shares forfeited did not account for the 10,000 shares that were misreported on Form 4 filed 6-6-11.
F4: These shares represent a Restricted stock grant pursuant to Old Second Bancorp, Inc. Equity Incentive Plan.
F5: Included in this total are 148 shares held jointly with spouse; 23,256 shares held in a brokerage account and 30,050 shares held in Mr. Eccher's name alone.