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OLD SECOND BANCORP INC — Director's Dealing 2014
Jan 3, 2014
32302_dirs_2014-01-03_01d80d04-abfa-4a82-8263-0a501d6658b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2014-01-03
Reporting Person: SKOGLUND WILLIAM B (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-16 | Old Second Bancorp, Inc. Common Stock | A | 30000 | — | Acquired | 50040 | Direct |
| 2013-03-28 | Old Second Bancorp Inc. Common Stock | D | 58523 | — | Disposed | 20040 | Direct |
| 2013-02-15 | Old Second Bancorp Inc. Common Stock | D | 15782 | — | Disposed | 78563 | Direct |
| 2012-02-21 | Old Second Bancorp, Inc. Common Stock | A | 20000 | — | Acquired | 94345 | Direct |
| 2012-01-19 | Old Second Bancorp, Inc. Common Stock | D | 14224 | — | Disposed | 74345 | Direct |
| 2011-03-15 | Old Second Bancorp, Inc. Common Stock | D | 9222 | — | Disposed | 88569 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. Common Stock | 14206 | Indirect |
| Old Second Bancorp Inc. Common Stock | 47038 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | 2017-12-18 | Common Stock (40000) | 40000 | Direct |
| Employee Stock Option | $29.20 | 2016-12-19 | Common Stock (32000) | 32000 | Direct |
| Employee Stock Option | $31.34 | 2015-12-20 | Common Stock (32000) | 32000 | Direct |
| Employee Stock Option | $32.59 | 2014-12-21 | Common Stock (32000) | 32000 | Direct |
Footnotes
F1: Shares represent restricted stock units granted under the Old Second Bancorp Inc. Equity Incentive Plan.
F2: These shares represent forfeiture of Restricted stock pursuant to TARP rules.
F3: These shares represent Restricted stock vesting.
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