AI assistant
OLD SECOND BANCORP INC — Director's Dealing 2011
Apr 5, 2011
32302_dirs_2011-04-05_fe069cf5-497d-4982-afef-ad5323bfc042.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2011-03-31
Reporting Person: CHEATHAM J DOUGLAS (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-31 | Old Second Bancorp Inc. Common Stock | A | 2474 | — | Acquired | 18878 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. Common Stock | 4192 | Indirect |
| Old Second Bancorp Inc. Common Stock | 67922 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | 2017-12-18 | Common stock (15000) | 15000 | Direct |
| Employee Stock Options | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $31.34 | 2015-12-21 | common stock (12000) | 12000 | Direct |
| Employee Stock Options | $32.59 | 2014-12-21 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $25.08 | 2013-12-16 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $18.81 | 2012-12-17 | Common Stock (12000) | 12000 | Direct |
| Employee stock option | $14.74 | 2011-12-19 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Shares are restated for a 2 for 1 stock split effected in the form of a stock dividend payable 7-28-04.
F2: Shares are restated for a 4 for 3 stock split effected in the form of a stock dividend payable 6-24-02 AND a 2 for 1 stock split effected in the form of a stock dividend payable 7-28-04.
F3: Of this total, 2,474 shares were allocated during the first quarter of 2011 pursuant to the Old Second Bancorp Inc. Salary Savings Plan. Information provided herein is based on information provided by the Plan Trustee as of 3-31-11.
F4: Beginning October 1, 2004, options to purchase 6,000 shares were inadvertently reported as adjusted to 10,666 shares to reflect the 2 for 1 stock split discussed in footnote 1. The 12,000 shares reported herein correctly reflects the original grant adjusted for all subsequent stock splits.