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OLD SECOND BANCORP INC — Director's Dealing 2010
Jul 1, 2010
32302_dirs_2010-07-01_6dba2a34-3689-45f3-970d-2a30bcf8ed88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD SECOND BANCORP INC (OSBC)
CIK: 0000357173
Period of Report: 2010-06-30
Reporting Person: CHEATHAM J DOUGLAS (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-30 | Old Second Bancorp Inc. | A | 846 | — | Acquired | 11795 | Indirect |
| 2010-06-30 | Old Second Bancorp Inc. | A | 6 | — | Acquired | 4169 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Old Second Bancorp Inc. | 32592 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy | $27.75 | 2017-12-18 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option (Right to Buy | $29.20 | 2016-12-19 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option (Right to Buy | $31.34 | 2015-12-21 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option (Right to Buy | $32.59 | 2014-12-21 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option (Right to Buy) | $25.08 | 2013-12-16 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option (Right to Buy) | $18.81 | 2012-12-17 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option (Right to Buy | $14.74 | 2011-12-19 | Common Stock (10666) | 10666 | Direct |
| Employee Stock Option (Right to Buy | $8.91 | 2010-12-18 | Common Stock (6666) | 6666 | Direct |
Footnotes
F1: Does not apply.
F2: Of this total, 846 shares were allocated during the second quarter pursuant to the Old Second Bancorp Inc. Salary Savings Plan. Information provided herein is based on information provided by the Plan Trustee as of 6-30-10.
F3: Of this total, 6 shares were allocated during the second quarter pursuant to the Old Second Employees Profit Sharing Plan & Trust. Information provided herein is based on information provided by the Plan Trustee as of 6-30-10.
F4: Included in this total are 31,192 shares of restricted stock and 1,400 shares in Mr. Cheatham's name only.
F5: Shares restated for a 2 for 1 stock split effected in the form of a stock dividend and payable 7-28-04.
F6: Shares restated for a 4 for 3 stock split effected in the form of a stock dividend and payable 6-24-02 and restated for a 2 for 1 stock split effected in the form of a stock dividend and payable 7-28-04.