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OLD NATIONAL BANCORP /IN/ — Director's Dealing 2016
May 10, 2016
30693_dirs_2016-05-10_d6af4e83-0b19-4fb6-aa6c-1a22a18ca62b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD NATIONAL BANCORP /IN/ (ONB)
CIK: 0000707179
Period of Report: 2016-05-06
Reporting Person: Wolking Christopher A (SEVP - CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-06 | PHANTOM STOCK | $12.44 | P | 6 | Acquired | COMMON STOCK (6) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 535 | Indirect |
| COMMON STOCK | 2733 | Direct |
| COMMON STOCK | 7984 | Indirect |
| COMMON STOCK | 1600 | Direct |
| COMMON STOCK | 1180 | Direct |
| COMMON STOCK | 102535 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $18.43 | 2017-01-25 | COMMON STOCK (19600) | 19600 | Direct |
| EMPLOYEE STOCK OPTION | $15.29 | 2018-01-24 | COMMON STOCK (25000) | 25000 | Direct |
| EMPLOYEE STOCK OPTION | $13.31 | 2019-01-29 | COMMON STOCK (15000) | 15000 | Direct |
Footnotes
F1: Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
F2: Includes 42,000 restricted stock units, 9,500 restricted stock shares and 51,035 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: KSOP balance updated based upon current data.
F4: Old National Bancorp Employee Stock Purchase Plan.
F5: Shares held with a broker.
F6: Shares held with ONB Investments
F7: Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.