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OLD NATIONAL BANCORP /IN/ — Director's Dealing 2012
Mar 20, 2012
30693_dirs_2012-03-20_ecd85419-304c-49bb-a171-7405ad4b0154.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD NATIONAL BANCORP /IN/ (ONB)
CIK: 0000707179
Period of Report: 2012-02-01
Reporting Person: Ellspermann Caroline J (PRESIDENT - WEALTH MANAGEMENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-01 | COMMON STOCK | D | 734 | — | Disposed | 29983.313 | Direct |
| 2012-02-01 | COMMON STOCK | D | 1242 | — | Disposed | 28741.313 | Direct |
| 2012-02-01 | COMMON STOCK | D | 1666 | — | Disposed | 27075.313 | Direct |
| 2012-02-01 | COMMON STOCK | F | 476 | $12.17 | Acquired | 2104 | Direct |
| 2012-02-01 | COMMON STOCK | F | 806 | $12.17 | Acquired | 2910 | Direct |
| 2012-02-01 | COMMON STOCK | F | 1082 | $12.17 | Acquired | 3992 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 4774.994 | Indirect |
| COMMON STOCK | 5156.072 | Indirect |
| COMMON STOCK | 1444.404 | Direct |
| COMMON STOCK | 6336.945 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $20.68 | 2013-01-31 | COMMON STOCK (10474) | 10474 | Direct |
| EMPLOYEE STOCK OPTION | $20.43 | 2014-02-02 | COMMON STOCK (2100) | 2100 | Direct |
| EMPLOYEE STOCK OPTION | $21.65 | 2016-02-24 | COMMON STOCK (8700) | 8700 | Direct |
| EMPLOYEE STOCK OPTION | $18.43 | 2017-01-25 | COMMON STOCK (12300) | 12300 | Direct |
| EMPLOYEE STOCK OPTION | $15.29 | 2018-01-24 | COMMON STOCK (12000) | 12000 | Direct |
| EMPLOYEE STOCK OPTION | $13.31 | 2019-01-29 | COMMON STOCK (7000) | 7000 | Direct |
| EMPLOYEE STOCK OPTION | $20.68 | 2013-01-31 | COMMON STOCK (10474) | 10474 | Indirect |
| EMPLOYEE STOCK OPTION | $20.43 | 2014-02-02 | COMMON STOCK (1470) | 1470 | Indirect |
Footnotes
F1: Immediately exercisable.
F2: Registered as joint tenants - Kenneth and Caroline Ellspermann - held by broker.
F3: Option vests in one-third annual installments beginning on 1/29/2010.
F4: Registered as Caroline Ellspermann IRA - held by broker.
F5: Option vests in one-third annual installments beginning on 1/25/2008.
F6: KSOP Shares updated to include current balance.
F7: Option vests in one-third annual installments beginning on 1/24/2009.
F8: Vesting of one-third service based restricted stock net of applicable withholding taxes.