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OLD NATIONAL BANCORP /IN/ — Director's Dealing 2012
Oct 2, 2012
30693_dirs_2012-10-02_0b89b3b0-893d-4dbd-975c-2f7c96728a75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD NATIONAL BANCORP /IN/ (ONB)
CIK: 0000707179
Period of Report: 2012-09-28
Reporting Person: Wolking Christopher A (SEVP - CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-18 | COMMON STOCK | J | 1.394 | $14.1516 | Acquired | 220.631 | Direct |
| 2012-09-18 | COMMON STOCK | J | 2.554 | $14.1516 | Acquired | 404.234 | Direct |
| 2012-09-28 | COMMON STOCK | L | 46.406 | $12.9295 | Acquired | 450.64 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | PHANTOM STOCK | $13.61 | P | 2.331 | Acquired | COMMON STOCK (2.331) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 49858.75 | Direct |
| COMMON STOCK | 7224.869 | Indirect |
| COMMON STOCK | 2933.917 | Direct |
| COMMON STOCK | 19280.18 | Direct |
| COMMON STOCK | 535 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $20.68 | 2013-01-31 | COMMON STOCK (27563) | 27563 | Direct |
| EMPLOYEE STOCK OPTION | $20.43 | 2014-02-02 | COMMON STOCK (2100) | 2100 | Direct |
| EMPLOYEE STOCK OPTION | $21.65 | 2016-02-24 | COMMON STOCK (15500) | 15500 | Direct |
| EMPLOYEE STOCK OPTION | $18.43 | 2017-01-25 | COMMON STOCK (19600) | 19600 | Direct |
| EMPLOYEE STOCK OPTION | $15.29 | 2018-01-24 | COMMON STOCK (25000) | 25000 | Direct |
| EMPLOYEE STOCK OPTION | $13.31 | 2019-01-29 | COMMON STOCK (15000) | 15000 | Direct |
Footnotes
F1: Registered as joint tenants - Christopher & Gail Wolking
F2: Shares held with a broker.
F3: KSOP balance updated based upon current data.
F4: Old National Bancorp Employee Stock Purchase Plan.
F5: Immediately exercisable.
F6: Option vests in one-third annual installments beginning on 1/29/2010.
F7: Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
F8: Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.