AI assistant
OLD NATIONAL BANCORP /IN/ — Director's Dealing 2011
Oct 3, 2011
30693_dirs_2011-10-03_cc81e5d9-1707-4ffc-89b2-a9d39aab238e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLD NATIONAL BANCORP /IN/ (ONB)
CIK: 0000707179
Period of Report: 2011-09-30
Reporting Person: JONES ROBERT G (Director, PRESIDENT AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-15 | COMMON STOCK | J | 121.505 | $9.9612 | Acquired | 17412.103 | Direct |
| 2011-09-15 | COMMON STOCK | J | 14.261 | $9.9612 | Acquired | 2043.676 | Direct |
| 2011-09-30 | COMMON STOCK | L | 338.83 | $8.854 | Acquired | 2382.506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-30 | PHANTOM STOCK | $9.32 | P | 268.24 | Acquired | COMMON STOCK (268.24) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 64406 | Direct |
| COMMON STOCK | 105793.5 | Direct |
| COMMON STOCK | 2879.529 | Indirect |
| COMMON STOCK | 10500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION | $23.99 | 2014-09-07 | COMMON STOCK (26250) | 26250 | Direct |
| EMPLOYEE STOCK OPTION | $21.65 | 2016-02-24 | COMMON STOCK (45900) | 45900 | Direct |
| EMPLOYEE STOCK OPTION | $18.43 | 2017-01-25 | COMMON STOCK (59100) | 59100 | Direct |
| EMPLOYEE STOCK OPTION | $15.29 | 2018-01-24 | COMMON STOCK (70000) | 70000 | Direct |
| EMPLOYEE STOCK OPTION | $13.31 | 2019-01-29 | COMMON STOCK (49000) | 49000 | Direct |
Footnotes
F1: Immediately exercisable.
F2: Shares held with a broker.
F3: Option vests in one-third annual installments beginning on 1/29/2010.
F4: Option vests in one-third annual installments beginning on 1/25/2008.
F5: KSOP balance updated based upon current data.
F6: Shares held in Oltrust FBO Robert and Lisa Jones.
F7: Option vests in one-third annual installments beginning on 1/24/2009.
F8: Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
F9: Old National Bancorp Employee Stock Purchase Plan.
F10: Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.