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OLB GROUP, INC. — Director's Dealing 2021
May 26, 2021
35173_dirs_2021-05-25_a8d7526c-3589-47d4-af07-9b744aa30171.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLB GROUP, INC. (OLB)
CIK: 0001314196
Period of Report: 2020-08-11
Reporting Person: Herzog John E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-21 | Common Stock | S | 744 | $4.97 | Disposed | 42807 | Indirect |
| 2021-05-21 | Common Stock | S | 933 | $4.99 | Disposed | 41874 | Indirect |
| 2021-05-21 | Common Stock | S | 100 | $5 | Disposed | 41774 | Indirect |
| 2021-05-12 | Common Stock | S | 100 | $5.01 | Disposed | 41674 | Indirect |
| 2021-05-21 | Common Stock | S | 1725 | $5.15 | Disposed | 39949 | Indirect |
| 2021-05-21 | Common Stock | S | 2728 | $4.98 | Disposed | 37221 | Indirect |
| 2021-05-21 | Common Stock | S | 1100 | $5.06 | Disposed | 36121 | Indirect |
| 2021-05-21 | Common Stock | S | 2233 | $5.07 | Disposed | 33888 | Indirect |
| 2021-05-21 | Common Stock | S | 672 | $5.03 | Disposed | 33216 | Indirect |
| 2021-05-21 | Common Stock | S | 2621 | $5.10 | Disposed | 30595 | Indirect |
| 2021-05-21 | Common Stock | S | 104 | $5.12 | Disposed | 30491 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28524 | Indirect |
| Common Stock | 2700 | Indirect |
| Common Stock | 2085232 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $9 | Common Stock (3612) | 3612 | Direct | |
| Series A Warrants | $9 | 2025-08-11 | Common Stock (802875) | 802875 | Direct |
| Series B Warrants | $4.50 | 2025-08-11 | Common Stock (200719) | 200719 | Direct |
Footnotes
F1: These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.
F2: These shares are held by John E Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as a trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.
F3: The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's longterm indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.