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OLB GROUP, INC. — Director's Dealing 2021
Dec 15, 2021
35173_dirs_2021-12-14_22686cfc-0830-4aff-862d-6db53a8f5a72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: OLB GROUP, INC. (OLB)
CIK: 0001314196
Period of Report: 2021-11-16
Reporting Person: Herzog John E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-17 | Common Stock | G | 5000 | — | Disposed | 2080242 | Direct |
| 2021-11-17 | Common Stock | G | 5000 | — | Disposed | 2075242 | Direct |
| 2021-12-10 | Common Stock | S | 5000 | $4.11 | Disposed | 2070242 | Direct |
| 2021-12-10 | Common Stock | S | 4998 | $4.10 | Disposed | 2065244 | Direct |
| 2021-12-10 | Common Stock | S | 5002 | $4.08 | Disposed | 2060242 | Direct |
| 2021-12-10 | Common Stock | S | 5977 | $4.02 | Disposed | 2054265 | Direct |
| 2021-12-10 | Common Stock | S | 12 | $4.01 | Disposed | 2054253 | Direct |
| 2021-12-10 | Common Stock | S | 4011 | $4.00 | Disposed | 2050242 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28524 | Indirect |
| Common Stock | 2700 | Indirect |
| Common Stock | 2050242 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $9 | Common Stock (401333) | 3612 | Direct | |
| Series A Warrants | $9 | 2025-08-11 | Common Stock (802875) | 802875 | Direct |
| Series B Warrants | $4.5 | 2025-08-11 | Common Stock (200719) | 200719 | Direct |
Footnotes
F1: Bona fide gift. No compensation was given to the donor for making this gift.
F2: Bona fide gift. No compensation was given to the donor for making this gift.
F3: These shares are held by John E Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as a trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.
F4: The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.