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Okta, Inc. — Director's Dealing 2025
Jan 2, 2025
30365_dirs_2025-01-02_05033d00-6cda-4815-a0f1-33ae7fe238c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2024-12-30
Reporting Person: Schwartz Larissa (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-30 | Class A Common Stock | C | 1553 | — | Acquired | 27166 | Direct |
| 2024-12-30 | Class A Common Stock | S | 2704 | $80.50 | Disposed | 24462 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-30 | Employee Stock Option (Right to Buy) | $8.62 | M | 1553 | Disposed | 2025-12-16 | Class B Common Stock (1553) | Direct |
| 2024-12-30 | Class B Common Stock | $ | M | 1553 | Acquired | Class A Common Stock (1553) | Direct | |
| 2024-12-30 | Class B Common Stock | $ | C | 1553 | Disposed | Class A Common Stock (1553) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.73 | 2026-06-01 | Class B Common Stock (9000) | 9000 | Direct |
| Employee Stock Option (Right to Buy) | $11.36 | 2027-03-05 | Class B Common Stock (5000) | 5000 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (169) | 169 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (1264) | 1264 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (541) | 541 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (22227) | 22227 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (17430) | 17430 | Direct |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2024.
F3: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F4: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F5: 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9: 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.