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Okta, Inc. — Director's Dealing 2024
Sep 17, 2024
30365_dirs_2024-09-17_222f661a-61f4-4903-b702-8a62ca806607.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2024-09-15
Reporting Person: Addison Jonathan James (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-09-15 | Class A Common Stock | M | 1069 | — | Acquired | 20855 | Direct |
| 2024-09-15 | Class A Common Stock | F | 584 | — | Disposed | 20271 | Direct |
| 2024-09-15 | Class A Common Stock | M | 848 | — | Acquired | 21119 | Direct |
| 2024-09-15 | Class A Common Stock | F | 463 | — | Disposed | 20656 | Direct |
| 2024-09-15 | Class A Common Stock | M | 3317 | — | Acquired | 23973 | Direct |
| 2024-09-15 | Class A Common Stock | F | 1811 | — | Disposed | 22162 | Direct |
| 2024-09-15 | Class A Common Stock | M | 3591 | — | Acquired | 25753 | Direct |
| 2024-09-15 | Class A Common Stock | F | 1961 | — | Disposed | 23792 | Direct |
| 2024-09-15 | Class A Common Stock | M | 1453 | — | Acquired | 25245 | Direct |
| 2024-09-15 | Class A Common Stock | F | 794 | — | Disposed | 24451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-09-15 | Restricted Stock Units | $ | M | 1069 | Disposed | Class A Common Stock (1069) | Direct | |
| 2024-09-15 | Restricted Stock Units | $ | M | 848 | Disposed | Class A Common Stock (848) | Direct | |
| 2024-09-15 | Restricted Stock Units | $ | M | 3317 | Disposed | Class A Common Stock (3317) | Direct | |
| 2024-09-15 | Restricted Stock Units | $ | M | 3591 | Disposed | Class A Common Stock (3591) | Direct | |
| 2024-09-15 | Restricted Stock Units | $ | M | 1453 | Disposed | Class A Common Stock (1453) | Direct |
Footnotes
F1: Since the date of the Reporting Person's last ownership report, he transferred 9,850 shares of Okta, Inc. Class A Common Stock to his ex-spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-spouse.
F2: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F3: 25% of the shares underlying the Restricted Stock Units ("RSU") vested on December 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5: 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 8.33% of the shares underlying the RSU vested on March 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 8.33% of the shares underlying the RSU shall vest on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.