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Okta, Inc. — Director's Dealing 2023
Mar 13, 2023
30365_dirs_2023-03-13_565a7cc1-7407-4330-8740-a40680abd5e4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2023-03-03
Reporting Person: Schwartz Larissa (See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 19996 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.62 | 2025-12-16 | Class B Common Stock (14167) | Direct | |
| Employee Stock Option (Right to Buy) | $8.73 | 2026-06-01 | Class B Common Stock (9000) | Direct | |
| Employee Stock Option (Right to Buy) | $11.36 | 2027-03-05 | Class B Common Stock (5000) | Direct | |
| Restricted Stock Units | $0.00 | Class A Common Stock (525) | Direct | ||
| Restricted Stock Units | $0.00 | Class A Common Stock (1065) | Direct | ||
| Restricted Stock Units | $0.00 | Class A Common Stock (830) | Direct | ||
| Restricted Stock Units | $0.00 | Class A Common Stock (1517) | Direct | ||
| Restricted Stock Units | $0.00 | Class A Common Stock (3792) | Direct | ||
| Restricted Stock Units | $0.00 | Class A Common Stock (1406) | Direct |
Footnotes
F1: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F2: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F3: 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5: 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.