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Okta, Inc. Director's Dealing 2023

Mar 23, 2023

30365_dirs_2023-03-23_f140f381-b0c9-465c-80af-4e2189fe3dde.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2023-03-21

Reporting Person: Schwartz Larissa (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-21 Restricted Stock Units $ A 53344 Acquired Class A Common Stock (53344) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 20679 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Class A Common Stock (263) 263 Direct
Restricted Stock Units $ Class A Common Stock (888) 888 Direct
Restricted Stock Units $ Class A Common Stock (727) 727 Direct
Restricted Stock Units $ Class A Common Stock (1348) 1348 Direct
Restricted Stock Units $ Class A Common Stock (3476) 3476 Direct
Restricted Stock Units $ Class A Common Stock (1298) 1298 Direct
Employee Stock Option (Right to Buy) $8.62 2025-12-16 Class B Common Stock (14167) 14167 Direct
Employee Stock Option (Right to Buy) $8.73 2026-06-01 Class B Common Stock (9000) 9000 Direct
Employee Stock Option (Right to Buy) $11.36 2027-03-05 Class B Common Stock (5000) 5000 Direct

Footnotes

F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F2: 8.33% of the shares underlying the RSU shall vest on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F3: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4: 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6: 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F7: 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F8: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F9: The shares subject to the option are fully vested and exercisable by the Reporting Person.