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Okta, Inc. Director's Dealing 2023

Dec 26, 2023

30365_dirs_2023-12-26_37dbdccf-288e-4667-b5db-78710c1a430f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2023-12-21

Reporting Person: McKinnon Todd (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-21 Class A Common Stock G 39084 $0.00 Disposed 9990 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Class A Common Stock (2643) 2643 Direct
Restricted Stock Units $ Class A Common Stock (8424) 8424 Direct
Restricted Stock Units $ Class A Common Stock (94547) 94547 Direct
Class B Common Stock $ Class A Common Stock (5530696) 5530696 Indirect
Class B Common Stock $ Class A Common Stock (128247) 128247 Indirect
Employee Stock Option (Right to Buy) $7.17 2025-08-27 Class B Common Stock (181053) 181053 Direct
Employee Stock Option (Right to Buy) $8.97 2026-07-29 Class B Common Stock (1794803) 1794803 Direct
Employee Stock Option (Right to Buy) $39.21 2028-03-21 Class A Common Stock (5438) 5438 Direct
Employee Stock Option (Right to Buy) $82.16 2029-03-24 Class A Common Stock (32251) 32251 Direct
Employee Stock Option (Right to Buy) $142.47 2030-04-14 Class A Common Stock (48372) 48372 Direct
Employee Stock Option (Right to Buy) $274.96 2031-04-21 Class A Common Stock (63667) 63667 Direct
Employee Stock Option (Right to Buy) $274.96 2031-04-21 Class A Common Stock (127334) 127334 Direct

Footnotes

F1: The transaction reported involved a gift by the Reporting Person of 39,084 shares of Class A Common Stock to the McKinnon-Stachon Family Charitable Trust, a donor advised fund.

F2: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F3: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F4: 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F5: 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F6: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7: The shares subject to the option are fully vested and exercisable by the Reporting Person.

F8: 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F9: 25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.