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Okta, Inc. — Director's Dealing 2022
Sep 8, 2022
30365_dirs_2022-09-08_eb15c118-d405-4630-8148-cde442c4c1ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2022-09-07
Reporting Person: Tighe Brett (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-07 | Employee Stock Option (Right to Buy) | $3.92 | M | 25500 | Disposed | 2025-04-20 | Class B Common Stock (25500) | Direct |
| 2022-09-07 | Employee Stock Option (Right to Buy) | $8.73 | M | 23546 | Disposed | 2026-06-01 | Class B Common Stock (23546) | Direct |
| 2022-09-07 | Employee Stock Option (Right to Buy) | $9.74 | M | 20000 | Disposed | 2027-01-22 | Class B Common Stock (20000) | Direct |
| 2022-09-07 | Class B Common Stock | $ | M | 69046 | Acquired | Class A Common Stock (69046) | Direct | |
| 2022-09-07 | Class B Common Stock | $ | G | 69046 | Disposed | Class A Common Stock (69046) | Direct | |
| 2022-09-07 | Class B Common Stock | $ | G | 69046 | Acquired | Class A Common Stock (69046) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 36111 | Direct |
| Class A Common Stock | 1250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class A Common Stock (1866) | 1866 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (2414) | 2414 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (4150) | 4150 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (2225) | 2225 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (68702) | 68702 | Direct |
Footnotes
F1: Includes 109 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
F2: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F5: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments
thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments
thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9: 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.