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Okta, Inc. — Director's Dealing 2021
Apr 27, 2021
30365_dirs_2021-04-26_e4f46b4b-24ec-4a52-acf4-71bee53fb84b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2021-04-22
Reporting Person: KRAMER CHRISTOPHER K (Chief Accounting Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-22 | Employee Stock Option (Right to Buy) | $274.96 | A | 3184 | Acquired | 2031-04-21 | Class A Common Stock (3184) | Direct |
| 2021-04-22 | Restricted Stock Units | $ | A | 1348 | Acquired | Class A Common Stock (1348) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8473 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.74 | 2027-01-22 | Class B Common Stock (13334) | 13334 | Direct |
| Employee Stock Option (Right to Buy) | $103.69 | 2029-09-18 | Class A Common Stock (3187) | 3187 | Direct |
| Employee Stock Option (Right to Buy) | $142.47 | 2030-04-14 | Class A Common Stock (7590) | 7590 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (768) | 768 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (5609) | 5609 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (3149) | 3149 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (2075) | 2075 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (880) | 880 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (2694) | 2694 | Direct |
Footnotes
F1: 25% of the shares subject to the option shall vest on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F2: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F3: 25% of the shares underlying the RSU shall vest on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F5: 25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F10: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F11: 25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F12: 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.