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Okta, Inc. — Director's Dealing 2021
Jul 19, 2021
30365_dirs_2021-07-19_7d932d9b-6694-42ae-bd89-149eec311f81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2021-07-15
Reporting Person: Tighe Brett (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-15 | Restricted Stock Units | $ | A | 17416 | Acquired | Class A Common Stock (17416) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 19544 | Direct |
| Class A Common Stock | 1250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.92 | 2025-04-20 | Class B Common Stock (25500) | 25500 | Direct |
| Employee Stock Option (Right to Buy) | $8.73 | 2026-06-01 | Class B Common Stock (23546) | 23546 | Direct |
| Employee Stock Option (Right to Buy) | $9.74 | 2027-01-22 | Class B Common Stock (20000) | 20000 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (3041) | 3041 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (3732) | 3732 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (3621) | 3621 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (5810) | 5810 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (3033) | 3033 | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F2: 25% of the shares underlying the RSU shall vest on September 15, 2021, and the remaining shares underlying the RSU shall vest in 3 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F3: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F4: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments
thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5: 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments
thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6: 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments
thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7: 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.