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Okta, Inc. — Director's Dealing 2019
Jun 14, 2019
30365_dirs_2019-06-14_1e540f0a-ef5b-4da3-8593-87c338752871.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2019-06-12
Reporting Person: HOROWITZ BENJAMIN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-12 | Class A Common Stock | M | 3970 | — | Acquired | 15735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-12 | Restricted Stock Units | $ | M | 3970 | Disposed | Class A Common Stock (3970) | Direct | |
| 2019-06-13 | Restricted Stock Units | $ | A | 1535 | Acquired | Class A Common Stock (1535) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1449205 | Indirect |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2: The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F3: The RSUs vested in full on June 12, 2019, which was the date immediately prior to the Issuer's regular annual shareholders meeting.
F4: The RSUs vest in full on the earlier of June 13, 2020 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.