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Okta, Inc. — Director's Dealing 2019
Oct 2, 2019
30365_dirs_2019-10-02_9cb1a108-b7a0-45db-9d56-34ad47a2dbda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2019-10-01
Reporting Person: KRAMER CHRISTOPHER K (Chief Accounting Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-19 | Employee Stock Option (Right to Buy) | $103.69 | A | 3187 | Acquired | 2029-09-18 | Class A Common Stock (3187) | Direct |
| 2019-09-19 | Restricted Stock Units | $ | A | 1409 | Acquired | Class A Common Stock (1409) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5543 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.17 | 2025-08-24 | Class B Common Stock (2865) | 2865 | Direct |
| Employee Stock Option (Right to Buy) | $8.73 | 2026-06-01 | Class B Common Stock (15591) | 15591 | Direct |
| Employee Stock Option (Right to Buy) | $9.74 | 2027-01-22 | Class B Common Stock (20000) | 20000 | Direct |
| Restricted Stock Units | $ | Class A Common Stock (5373) | 5373 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (12340) | 12340 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (5598) | 5598 | Direct |
Footnotes
F1: 25% of the shares subject to the option shall vest on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F2: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
F3: 25% of the shares underlying the RSU shall vest on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F5: The shares subject to the option shall vest in 48 equal monthly installments commencing on June 2, 2016, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
F6: The shares subject to the option shall vest in 48 equal monthly installments commencing on January 16, 2017, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
F7: 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8: 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9: 25% of the shares underlying the RSU shall vest on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.