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Okta, Inc. — Director's Dealing 2017
Apr 13, 2017
30365_dirs_2017-04-12_83cb6ef2-e873-440c-af32-127c4c47cb0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2017-04-12
Reporting Person: Stankey Michael A. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-12 | Employee Stock Option (Right to Buy) | $9.74 | J | 190000 | Disposed | 2026-12-13 | Common Stock (190000) | Direct |
| 2017-04-12 | Employee Stock Option (Right to Buy) | $9.74 | J | 190000 | Acquired | 2026-12-13 | Class B Common Stock (190000) | Direct |
Footnotes
F1: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: The shares subject to the option vest in 48 equal monthly installments commencing on December 14, 2016, subject to the Reporting Person's continued service with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.