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Okta, Inc. — Director's Dealing 2017
Dec 20, 2017
30365_dirs_2017-12-19_3cc2a2e9-68cf-47da-a868-c0cc295d86f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Okta, Inc. (OKTA)
CIK: 0001660134
Period of Report: 2017-12-15
Reporting Person: Losch William E (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | Employee Stock Option (Right to Buy) | $1.40 | M | 10464 | Disposed | 2023-08-29 | Class B Common Stock (10464) | Direct |
| 2017-12-15 | Class B Common Stock | $ | M | 10464 | Acquired | Class A Common Stock (10464) | Direct | |
| 2017-12-15 | Class B Common Stock | $ | G | 10464 | Disposed | Class A Common Stock (10464) | Direct | |
| 2017-12-15 | Class B Common Stock | $ | G | 10464 | Acquired | Class A Common Stock (10464) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.17 | 2025-08-27 | Class B Common Sto (145200) | 145200 | Direct |
| Employee Stock Option (Right to Buy) | $8.97 | 2026-07-29 | Class B Common Sto (338400) | 338400 | Direct |
Footnotes
F1: 25% of the shares subject to the option vested on June 24, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3: The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
F4: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.