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Oklo Inc. — Director's Dealing 2024
Nov 18, 2024
30350_dirs_2024-11-18_3709e988-c3f6-45a7-80cc-d376fc5b280e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oklo Inc. (OKLO)
CIK: 0001849056
Period of Report: 2024-11-14
Reporting Person: Klein Michael Stuart (Director, 10% Owner)
Reporting Person: M. Klein Associates, Inc. (Director, 10% Owner)
Reporting Person: AltC Sponsor LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-14 | Common Stock, par value $0.0001 per share | J | 13450000 | $0.00 | Disposed | 500000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0001 per share | 3747800 | Indirect |
Footnotes
F1: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein.
F2: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp.
F3: Represents shares of Class A common stock directly held by M. Klein & Company, LLC. Klein Michael Stuart has a minority interest in M. Klein & Company, LLC. The filing of this statement shall not be an admission that, for purpose of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, Klein Michael Stuart is the beneficial owner of any securities reported herein. Klein Michael Stuart disclaims beneficial ownership of any securities of the Issuer except to the extent of Klein Michael Stuart's pecuniary interest therein.