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Oklo Inc. — Director's Dealing 2024
Nov 21, 2024
30350_dirs_2024-11-21_acea0800-d440-4a34-9a5e-b63fbb7282bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oklo Inc. (OKLO)
CIK: 0001849056
Period of Report: 2024-11-19
Reporting Person: Altman Samuel H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-19 | Class A Common Stock | M | 581100 | — | Acquired | 3732479 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-19 | Earnout Rights | $ | M | 581100 | Disposed | Class A Common Stock (581100) | Indirect |
Footnotes
F1: Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.
F2: The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.